228 Compliance Manager jobs in the United Arab Emirates

We are seeking a dedicated Compliance Manager to oversee and ensure adherence to all regulatory requirements within the parking management sector in the UAE. The ideal candidate will spearhead compliance initiatives, mitigate risks, and promote ethical practices to support our organization's integrity and operational excellence. Responsibilities: - Develop, implement, and maintain an effective compliance program tailored to the parking management industry and UAE regulations. - Monitor and assess compliance risks and provide guidance on regulatory requirements to all departments. - Conduct internal audits and investigations to identify and resolve compliance issues promptly. - Collaborate with legal teams to stay updated on changes in relevant laws and regulations. - Train and educate employees on compliance policies and procedures to foster a culture of compliance. - Prepare and submit compliance reports to senior management and regulatory bodies as required. - Liaise with regulatory authorities and handle any inspections or audits related to compliance matters.

- Bachelor’s degree in Law, Business Administration, or a related field; advanced certifications in compliance or risk management are a plus. - Proven experience as a Compliance Manager or similar role within the parking management or related industry. - In-depth knowledge of UAE laws and regulations applicable to parking management. - Strong analytical skills with the ability to assess complex regulatory information and implement effective solutions. - Excellent communication and interpersonal skills to engage with diverse teams and external authorities. - High integrity and professional ethics with a proactive approach to problem-solving and risk management. - Fluency in English; knowledge of Arabic is advantageous.

Direct message the job poster from j. awan & partners

As we continue to expand our Virtual Assets (Crypto) capability in the UAE, we are on the lookout for an experienced Crypto Compliance Professional to join our team in Abu Dhabi. We are also hiring short term contractors available for an immediate start who can bring hands-on regulatory experience and help meet critical deliverables including drafting crypto licensing applications.

• Have hands-on experience with Virtual Asset (Crypto) license applications to VARA, FSRA, SCA, or CBB.

• Ability to draft regulatory business plans, compliance policies and procedures from scratch.

• Understand the workings of crypto exchanges or broker-dealer models, including custody arrangements.

• Familiarity with regulatory-grade technology platforms like Fireblocks, Chainalysis, or similar.

• Experience working within a VARA, FSRA, SCA or CBB-approved VASP (Virtual Asset Service Provider) is highly desired.

• Work on high-impact crypto licensing projects shaping the regulatory future in the UAE.

• Collaborate with a forward-thinking regulatory consulting firm at the heart of Abu Dhabi’s financial innovation.

• Engage with complex, cutting-edge crypto businesses seeking regulatory approvals.

If you meet the above criteria and are available for an immediate start, please apply for this role today!

Please note only candidates who are shortlisted will be contacted directly.

• Seniority levelMid-Senior level

• Employment typeOther

• Job functionFinance, Business Development, and Consulting

Referrals increase your chances of interviewing at j. awan & partners by 2x

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We are seeking a dedicatedCompliance Managerto support our continued growth and regulatory excellence.

Job Purpose

The Compliance Manager plays a key role in supporting the Head of Compliance to ensure that Taaleem, as a listed entity, operates in full alignment with all applicable regulatory requirements, corporate governance standards, and internal policies. The role helps to safeguard the organisation’s reputation and license to operate by proactively monitoring compliance, supporting the implementation of robust frameworks and controls, and assisting with timely reporting to regulators and the Board.

Working closely with the Head of Compliance and cross-functional teams, the Compliance Manager will contribute to a culture of integrity, transparency, and sound corporate governance across the Group, while helping the business navigate evolving regulatory landscapes.

Key Accountabilities:

Regulatory Compliance:
Support the Head of Compliance in ensuring full compliance with all relevant jurisdictional laws, SCA regulations, DFM listing rules, corporate governance codes, and other applicable regulatory frameworks.

Policy and Framework Development:
Assist in drafting, updating, reviewing and embedding policies, procedures, and controls across the organisation to ensure alignment with legal and regulatory requirements.

Monitoring and Reporting:
Support regular monitoring activities and internal compliance reviews to identify potential gaps or risks; prepare reports and dashboards for the Head of Compliance and relevant Board Committees.

Internal Controls and Internal Audit Support:
Support the business in design, implementation and maintenance of internal controls, including Internal Controls over Financial Reporting (ICFR) and segregation of duties reviews, and liaise with Internal Audit during reviews and follow-ups.

Training and Awareness:
Help develop and deliver compliance training and awareness programmes across the business, supporting a strong culture of compliance and ethical conduct.

Incident Management:
Support the Head of Compliance in tracking and investigating any compliance breaches, incidents, or concerns, ensuring appropriate documentation, escalation and resolution in line with internal protocols.

Compliance Risk Management:
Assist in maintaining the compliance risk register and tracking mitigation measures.

Integration Support:
Support the integration of compliance requirements into business processes, systems, and change initiatives to ensure alignment with regulatory expectations and internal standards.

Stakeholder Engagement:
Liaise with internal departments and external partners (auditors, advisors, consultants, regulators) to support on relevant queries, audits, inspections, and other requirements.

Governance Support:
Assist with compliance aspects of corporate governance processes, including support for Board and Committee meetings and contributing to Board materials and inputs for the Corporate Governance Report and other regulatory disclosures.

Continuous Improvement:
Monitor regulatory developments and industry best practices, recommending improvements to existing compliance frameworks to ensure continued effectiveness and relevance.

Join a leading fintech company and play a pivotal role in ensuring regulatory compliance in the UAE! We're looking for an experienced Compliance Manager to oversee compliance programs, regulatory reporting, AML assessments, and risk management frameworks for UAE operations.

Location: UAE
Employment Type: Fulltime
Competitive Salary Benefits

Key Responsibilities:

• Main regulatory contact for CBUAE and other local regulators.
• Ensure full compliance with UAE's Category II Retail Payment Service license.
• Prepare and submit accurate & timely regulatory reports.
• Conduct AML & sanctions risk assessments and mitigate compliance risks.
• Develop and enforce compliance policies & procedures in line with UAE regulations.
• Implement a risk management framework tailored to UAE operations.
• Oversee customer due diligence (CDD/EDD) & transaction monitoring.
• Review new products & services for regulatory alignment.
• Conduct due diligence on local partners, banks, and third-party providers.
• Collaborate with global compliance teams to align UAE operations with international standards.
• Provide compliance training to leadership and employees.

What We're Looking For:

• Bachelor's degree in Technology, Data, Law, Finance, or related field (Masters or Compliance Certification preferred).
• 7 years of experience in compliance roles within UAE financial institutions, fintech, or banking.
• Expertise in CBUAE compliance requirements (Category I/II payment licenses).
• In-depth knowledge of UAE laws & regulations on payment services & cross-border payments.
• Fluent Arabic & English speaker (Native Arabic preferred).
• Strong analytical skills with a proactive risk-based approach to compliance.

What's in It for You:

• Competitive salary & performance incentives.
• Career growth opportunities in a fast-growing fintech industry.
• Collaborative & dynamic work environment.
• Opportunity to shape compliance strategies in a leading fintech company.

Are you ready to drive compliance excellence in the UAE's payments sector? Apply now and be part of a high-impact team!

Company:MMC Corporate

Position Overview: We are seeking a dedicated Compliance Officer to support our Marsh and Mercer businesses within the Dubai International Financial Centre (DIFC). This pivotal role will focus on ensuring compliance with DIFC/DFSA regulations managing compliance risks and upholding the highest standards of ethical conduct. The Compliance Officer will play a crucial role in maintaining our reputation and integrity through proactive policy development risk management and stakeholder engagement.

Key Responsibilities:

• Ensure compliance with DIFC/DFSA regulations mitigating legal risks and enhancing operational integrity.
• Act as the Compliance Officer and Money Laundering Reporting Officer (MLRO) for both Marsh and Mercer entities regulated by the DFSA.
• Support the wider IMEA Compliance team across the region ensuring adherence to both regional and global compliance standards.
• Develop and implement compliance strategies conduct risk assessments and initiate improvements to the compliance framework.
• Foster strong relationships with stakeholders to promote a culture of compliance and ethical conduct within the organization.

What You Can Expect:

• Impact of the Role: Play a key role in shaping compliance within a dynamic high-growth financial sector.
• 30/60/90 Day Goals:
• 30 Days: Acclimate to the companys compliance framework and identify key improvement areas while developing stakeholder relationships.
• 60 Days: Initiate new compliance strategies and conduct comprehensive risk assessments.
• 90 Days: Implement a robust compliance program with visible enhancements.
• Training and Development: Participate in an in-depth orientation with ongoing updates on regulatory changes and professional growth opportunities.
• Business/Team Overview: Join a collaborative team focused on innovation and regulatory excellence in a fast-growing function.

Qualifications: Experience:

• 5-8 years of relevant experience in the financial or insurance sectors focusing on asset management insurance or wealth management.
• Previous experience in a regulatory approved position.
• Proficiency in risk assessment management strategies and adherence to compliance standards.
• Strong communication and problem-solving skills to effectively engage with various stakeholders and resolve complex compliance issues under pressure.

What Makes You Stand Out:

• A commitment to upholding the highest standards of compliance and ethical conduct.
• A proactive approach to policy development and risk management.
• A collaborative mindset with the ability to work effectively within a team and engage with stakeholders at all levels.
• Proven experience as a Compliance Officer and MLRO in the DIFC with a strong understanding of local regulations.
• Proficiency in Arabic and French language

Required Experience:

Manager

Bachelor of Business Administration(Management)

Nationality

Any Nationality

Vacancy

1 Vacancy

Job Description

Job Location

United Arab Emirates

Experience

10 to 15 years

Graduate

Job Function

Skillset

knowledge of compliance function planning

Preferred Jobseekers

Jobseekers from any GCC country

RESPONSIBILITIES & DUTIES:
Lead the CBDFS Financial Crime Compliance Function to identify, mitigate and prevent Financial Crime risks.
Review new policies and procedure for the CBDFS departments including operations, brokerage and customer services. Identify weaknesses and threats to implement necessary corrections. Ensure obligations are met with SCA Regulations and UAE Financial Markets rules for assured compliance.
Responsible of CBDFS compliance framework which includes develop and implement Anti-Money Laundering and Counter-Terrorist Financing, Sanctions, KYC and AB&C policies and procedures
Conduct regular gap assessments to evaluate the effectiveness of CBDFS compliance framework with the CBD Group policies and procedures and remediate the identified gaps
Responsible of conducting gap assessment of SCA regulations with CBDFS compliance controls and remediate the identified gaps.
Conduct a gap assessment to verify compliance with the rules, regulations, circulars and standards for the SCA, DFM and ADX.
Manage the SCA inspections efficiently, ensuring high-quality methodology throughout the process. This includes developing inspection matrices, setting timeline, allocating and aggregating inspection requirements with stakeholders, performing assessments, and executing follow-ups,
Providing advice and Compliance Opinion and recommendation in all aspects of Regulatory Compliance & money laundering to all CBDFS departments.
Reporting regulatory requirement deviations from Policy and incorporate them in Policy & Procedures under review.
Reporting issues bearing reputational risk, Credit Risk, Market Risk and Operational Risk and its mitigation controls.
Preparing checklist for CBDFS department to get assurance of applying CBDFS and SCA roles properly.
Implementing the Compliance Self Risk Assessment (CRSA) across CBDFS departments and analysis the report and submit the result to Group Chief Compliance Officer for final review and approval.
Manage and monitor Margin Trading Clients program, and handling governance function in CBDFS.
Reporting of control and Compliance issues to the CBDFS Management, Executive Manager and Group Chief Compliance Officer, including details from the quarter compliance examination report, the recommendations and management response.
Primary control function that protects CBDFS from potential reputational and regulatory risk that arises from trading activities.
Support the Executive Manager in writing policies, procedures and other notices to ensure that CBDFS meets SCA Rules and Regulations requirements and regulatory expectation in respect of Sanctions.
Support Executive Manager in the provision of Sanction Compliance Training across the company by preparing presentations, delivering training and maintaining records as per regulatory requirements and expectations.
Collaborate with other departments to direct compliance issues to appropriate existing channels for investigation and resolution.
Ensure no fines are given to the company by safeguarding and guaranteeing compliance with the rules and regulations of all entities
Responsible to ensure that CBDFS business activities are compliance with applicable sanctions laws and regulations as well as applicable sanctions international lists. Provide the Group Compliance with assurance that controls required under sanctions regulations are embedded within the Bank s processes to avoid any sanctions breach and/or establishing relationship with a sanction listed party.
Review and investigate all breaches, discrepancies and irregular activities, and recommend corrective actions to ensure compliance with the Bank's Sanctions policies/procedures and mitigation of identified risks for the bank.
Define and ensure the integrity of all Sanctions Lists for payment, name screening systems to ensure the bank is not exposed to any risk of dealing with a sanctioned person and/or entity.
Appling SCA, DFM & ADX requirements from all below prospective.
Requirements
Qualifications:
Bachelor s degree or equivalent in Finance & Administration.
Professional certification in AML and Compliance
Good knowledge of compliance function planning
Sufficient experience in Compliance and Risk Management, Banking & other related areas. Audit and Legal background is an added value.
Strong knowledge and experience of the SCA, DFSA, Nasdaq Dubai, ADX & DFM Regulations/Rules
Strong knowledge of International Compliance and Governance Standards/Practices
Strong knowledge and experience of Brokerage products, policies & procedures.
Excellent Communication and Presentation Skills
Ability to balance between compliance requirement & business needs.
Training and teaching skills.
Computer Skills use of applications especially Microsoft Office
Fluent in English/Arabic
Experience:
Minimum 10 years experience in banking or financial services sector (especially in Compliance, Risk Management or Governance)
Good understanding of banking concepts and procedures & operations.
Skills:
Good command of English and Arabic language
Planning and organizing skills
Report writing skills

Disclaimer: Naukrigulf.com is only a platform to bring jobseekers & employers together. Applicants are advised to research the bonafides of the prospective employer independently. We do NOT endorse any requests for money payments and strictly advice against sharing personal or bank related information. We also recommend you visit Security Advice for more information. If you suspect any fraud or malpractice, email us at

Bachelor of Business Administration(Management)

Nationality

Any Nationality

Vacancy

1 Vacancy

Job Description

Job Location

United Arab Emirates

Experience

10 to 15 years

Graduate

Job Function

Skillset

knowledge of compliance function planning

Preferred Jobseekers

Jobseekers from any GCC country

RESPONSIBILITIES & DUTIES:
Lead the CBDFS Financial Crime Compliance Function to identify, mitigate and prevent Financial Crime risks.
Review new policies and procedure for the CBDFS departments including operations, brokerage and customer services. Identify weaknesses and threats to implement necessary corrections. Ensure obligations are met with SCA Regulations and UAE Financial Markets rules for assured compliance.
Responsible of CBDFS compliance framework which includes develop and implement Anti-Money Laundering and Counter-Terrorist Financing, Sanctions, KYC and AB&C policies and procedures
Conduct regular gap assessments to evaluate the effectiveness of CBDFS compliance framework with the CBD Group policies and procedures and remediate the identified gaps
Responsible of conducting gap assessment of SCA regulations with CBDFS compliance controls and remediate the identified gaps.
Conduct a gap assessment to verify compliance with the rules, regulations, circulars and standards for the SCA, DFM and ADX.
Manage the SCA inspections efficiently, ensuring high-quality methodology throughout the process. This includes developing inspection matrices, setting timeline, allocating and aggregating inspection requirements with stakeholders, performing assessments, and executing follow-ups,
Providing advice and Compliance Opinion and recommendation in all aspects of Regulatory Compliance & money laundering to all CBDFS departments.
Reporting regulatory requirement deviations from Policy and incorporate them in Policy & Procedures under review.
Reporting issues bearing reputational risk, Credit Risk, Market Risk and Operational Risk and its mitigation controls.
Preparing checklist for CBDFS department to get assurance of applying CBDFS and SCA roles properly.
Implementing the Compliance Self Risk Assessment (CRSA) across CBDFS departments and analysis the report and submit the result to Group Chief Compliance Officer for final review and approval.
Manage and monitor Margin Trading Clients program, and handling governance function in CBDFS.
Reporting of control and Compliance issues to the CBDFS Management, Executive Manager and Group Chief Compliance Officer, including details from the quarter compliance examination report, the recommendations and management response.
Primary control function that protects CBDFS from potential reputational and regulatory risk that arises from trading activities.
Support the Executive Manager in writing policies, procedures and other notices to ensure that CBDFS meets SCA Rules and Regulations requirements and regulatory expectation in respect of Sanctions.
Support Executive Manager in the provision of Sanction Compliance Training across the company by preparing presentations, delivering training and maintaining records as per regulatory requirements and expectations.
Collaborate with other departments to direct compliance issues to appropriate existing channels for investigation and resolution.
Ensure no fines are given to the company by safeguarding and guaranteeing compliance with the rules and regulations of all entities
Responsible to ensure that CBDFS business activities are compliance with applicable sanctions laws and regulations as well as applicable sanctions international lists. Provide the Group Compliance with assurance that controls required under sanctions regulations are embedded within the Bank s processes to avoid any sanctions breach and/or establishing relationship with a sanction listed party.
Review and investigate all breaches, discrepancies and irregular activities, and recommend corrective actions to ensure compliance with the Bank's Sanctions policies/procedures and mitigation of identified risks for the bank.
Define and ensure the integrity of all Sanctions Lists for payment, name screening systems to ensure the bank is not exposed to any risk of dealing with a sanctioned person and/or entity.
Appling SCA, DFM & ADX requirements from all below prospective.
Requirements
Qualifications:
Bachelor s degree or equivalent in Finance & Administration.
Professional certification in AML and Compliance
Good knowledge of compliance function planning
Sufficient experience in Compliance and Risk Management, Banking & other related areas. Audit and Legal background is an added value.
Strong knowledge and experience of the SCA, DFSA, Nasdaq Dubai, ADX & DFM Regulations/Rules
Strong knowledge of International Compliance and Governance Standards/Practices
Strong knowledge and experience of Brokerage products, policies & procedures.
Excellent Communication and Presentation Skills
Ability to balance between compliance requirement & business needs.
Training and teaching skills.
Computer Skills use of applications especially Microsoft Office
Fluent in English/Arabic
Experience:
Minimum 10 years experience in banking or financial services sector (especially in Compliance, Risk Management or Governance)
Good understanding of banking concepts and procedures & operations.
Skills:
Good command of English and Arabic language
Planning and organizing skills
Report writing skills

Disclaimer: Naukrigulf.com is only a platform to bring jobseekers & employers together. Applicants are advised to research the bonafides of the prospective employer independently. We do NOT endorse any requests for money payments and strictly advice against sharing personal or bank related information. We also recommend you visit Security Advice for more information. If you suspect any fraud or malpractice, email us at

Bachelor of Business Administration(Management)

Nationality

Any Nationality

Vacancy

1 Vacancy

Job Description

Job Location

United Arab Emirates

Experience

10 to 15 years

Graduate

Job Function

Skillset

knowledge of compliance function planning

Preferred Jobseekers

Jobseekers from any GCC country

RESPONSIBILITIES & DUTIES:
Lead the CBDFS Financial Crime Compliance Function to identify, mitigate and prevent Financial Crime risks.
Review new policies and procedure for the CBDFS departments including operations, brokerage and customer services. Identify weaknesses and threats to implement necessary corrections. Ensure obligations are met with SCA Regulations and UAE Financial Markets rules for assured compliance.
Responsible of CBDFS compliance framework which includes develop and implement Anti-Money Laundering and Counter-Terrorist Financing, Sanctions, KYC and AB&C policies and procedures
Conduct regular gap assessments to evaluate the effectiveness of CBDFS compliance framework with the CBD Group policies and procedures and remediate the identified gaps
Responsible of conducting gap assessment of SCA regulations with CBDFS compliance controls and remediate the identified gaps.
Conduct a gap assessment to verify compliance with the rules, regulations, circulars and standards for the SCA, DFM and ADX.
Manage the SCA inspections efficiently, ensuring high-quality methodology throughout the process. This includes developing inspection matrices, setting timeline, allocating and aggregating inspection requirements with stakeholders, performing assessments, and executing follow-ups,
Providing advice and Compliance Opinion and recommendation in all aspects of Regulatory Compliance & money laundering to all CBDFS departments.
Reporting regulatory requirement deviations from Policy and incorporate them in Policy & Procedures under review.
Reporting issues bearing reputational risk, Credit Risk, Market Risk and Operational Risk and its mitigation controls.
Preparing checklist for CBDFS department to get assurance of applying CBDFS and SCA roles properly.
Implementing the Compliance Self Risk Assessment (CRSA) across CBDFS departments and analysis the report and submit the result to Group Chief Compliance Officer for final review and approval.
Manage and monitor Margin Trading Clients program, and handling governance function in CBDFS.
Reporting of control and Compliance issues to the CBDFS Management, Executive Manager and Group Chief Compliance Officer, including details from the quarter compliance examination report, the recommendations and management response.
Primary control function that protects CBDFS from potential reputational and regulatory risk that arises from trading activities.
Support the Executive Manager in writing policies, procedures and other notices to ensure that CBDFS meets SCA Rules and Regulations requirements and regulatory expectation in respect of Sanctions.
Support Executive Manager in the provision of Sanction Compliance Training across the company by preparing presentations, delivering training and maintaining records as per regulatory requirements and expectations.
Collaborate with other departments to direct compliance issues to appropriate existing channels for investigation and resolution.
Ensure no fines are given to the company by safeguarding and guaranteeing compliance with the rules and regulations of all entities
Responsible to ensure that CBDFS business activities are compliance with applicable sanctions laws and regulations as well as applicable sanctions international lists. Provide the Group Compliance with assurance that controls required under sanctions regulations are embedded within the Bank s processes to avoid any sanctions breach and/or establishing relationship with a sanction listed party.
Review and investigate all breaches, discrepancies and irregular activities, and recommend corrective actions to ensure compliance with the Bank's Sanctions policies/procedures and mitigation of identified risks for the bank.
Define and ensure the integrity of all Sanctions Lists for payment, name screening systems to ensure the bank is not exposed to any risk of dealing with a sanctioned person and/or entity.
Appling SCA, DFM & ADX requirements from all below prospective.
Requirements
Qualifications:
Bachelor s degree or equivalent in Finance & Administration.
Professional certification in AML and Compliance
Good knowledge of compliance function planning
Sufficient experience in Compliance and Risk Management, Banking & other related areas. Audit and Legal background is an added value.
Strong knowledge and experience of the SCA, DFSA, Nasdaq Dubai, ADX & DFM Regulations/Rules
Strong knowledge of International Compliance and Governance Standards/Practices
Strong knowledge and experience of Brokerage products, policies & procedures.
Excellent Communication and Presentation Skills
Ability to balance between compliance requirement & business needs.
Training and teaching skills.
Computer Skills use of applications especially Microsoft Office
Fluent in English/Arabic
Experience:
Minimum 10 years experience in banking or financial services sector (especially in Compliance, Risk Management or Governance)
Good understanding of banking concepts and procedures & operations.
Skills:
Good command of English and Arabic language
Planning and organizing skills
Report writing skills

Disclaimer: Naukrigulf.com is only a platform to bring jobseekers & employers together. Applicants are advised to research the bonafides of the prospective employer independently. We do NOT endorse any requests for money payments and strictly advice against sharing personal or bank related information. We also recommend you visit Security Advice for more information. If you suspect any fraud or malpractice, email us at

Bachelor of Business Administration(Management)

Nationality

Any Nationality

Vacancy

1 Vacancy

Job Description

Job Location

United Arab Emirates

Experience

10 to 15 years

Graduate

Job Function

Skillset

knowledge of compliance function planning

Preferred Jobseekers

Jobseekers from any GCC country

RESPONSIBILITIES & DUTIES:
Lead the CBDFS Financial Crime Compliance Function to identify, mitigate and prevent Financial Crime risks.
Review new policies and procedure for the CBDFS departments including operations, brokerage and customer services. Identify weaknesses and threats to implement necessary corrections. Ensure obligations are met with SCA Regulations and UAE Financial Markets rules for assured compliance.
Responsible of CBDFS compliance framework which includes develop and implement Anti-Money Laundering and Counter-Terrorist Financing, Sanctions, KYC and AB&C policies and procedures
Conduct regular gap assessments to evaluate the effectiveness of CBDFS compliance framework with the CBD Group policies and procedures and remediate the identified gaps
Responsible of conducting gap assessment of SCA regulations with CBDFS compliance controls and remediate the identified gaps.
Conduct a gap assessment to verify compliance with the rules, regulations, circulars and standards for the SCA, DFM and ADX.
Manage the SCA inspections efficiently, ensuring high-quality methodology throughout the process. This includes developing inspection matrices, setting timeline, allocating and aggregating inspection requirements with stakeholders, performing assessments, and executing follow-ups,
Providing advice and Compliance Opinion and recommendation in all aspects of Regulatory Compliance & money laundering to all CBDFS departments.
Reporting regulatory requirement deviations from Policy and incorporate them in Policy & Procedures under review.
Reporting issues bearing reputational risk, Credit Risk, Market Risk and Operational Risk and its mitigation controls.
Preparing checklist for CBDFS department to get assurance of applying CBDFS and SCA roles properly.
Implementing the Compliance Self Risk Assessment (CRSA) across CBDFS departments and analysis the report and submit the result to Group Chief Compliance Officer for final review and approval.
Manage and monitor Margin Trading Clients program, and handling governance function in CBDFS.
Reporting of control and Compliance issues to the CBDFS Management, Executive Manager and Group Chief Compliance Officer, including details from the quarter compliance examination report, the recommendations and management response.
Primary control function that protects CBDFS from potential reputational and regulatory risk that arises from trading activities.
Support the Executive Manager in writing policies, procedures and other notices to ensure that CBDFS meets SCA Rules and Regulations requirements and regulatory expectation in respect of Sanctions.
Support Executive Manager in the provision of Sanction Compliance Training across the company by preparing presentations, delivering training and maintaining records as per regulatory requirements and expectations.
Collaborate with other departments to direct compliance issues to appropriate existing channels for investigation and resolution.
Ensure no fines are given to the company by safeguarding and guaranteeing compliance with the rules and regulations of all entities
Responsible to ensure that CBDFS business activities are compliance with applicable sanctions laws and regulations as well as applicable sanctions international lists. Provide the Group Compliance with assurance that controls required under sanctions regulations are embedded within the Bank s processes to avoid any sanctions breach and/or establishing relationship with a sanction listed party.
Review and investigate all breaches, discrepancies and irregular activities, and recommend corrective actions to ensure compliance with the Bank's Sanctions policies/procedures and mitigation of identified risks for the bank.
Define and ensure the integrity of all Sanctions Lists for payment, name screening systems to ensure the bank is not exposed to any risk of dealing with a sanctioned person and/or entity.
Appling SCA, DFM & ADX requirements from all below prospective.
Requirements
Qualifications:
Bachelor s degree or equivalent in Finance & Administration.
Professional certification in AML and Compliance
Good knowledge of compliance function planning
Sufficient experience in Compliance and Risk Management, Banking & other related areas. Audit and Legal background is an added value.
Strong knowledge and experience of the SCA, DFSA, Nasdaq Dubai, ADX & DFM Regulations/Rules
Strong knowledge of International Compliance and Governance Standards/Practices
Strong knowledge and experience of Brokerage products, policies & procedures.
Excellent Communication and Presentation Skills
Ability to balance between compliance requirement & business needs.
Training and teaching skills.
Computer Skills use of applications especially Microsoft Office
Fluent in English/Arabic
Experience:
Minimum 10 years experience in banking or financial services sector (especially in Compliance, Risk Management or Governance)
Good understanding of banking concepts and procedures & operations.
Skills:
Good command of English and Arabic language
Planning and organizing skills
Report writing skills

Disclaimer: Naukrigulf.com is only a platform to bring jobseekers & employers together. Applicants are advised to research the bonafides of the prospective employer independently. We do NOT endorse any requests for money payments and strictly advice against sharing personal or bank related information. We also recommend you visit Security Advice for more information. If you suspect any fraud or malpractice, email us at