1 019 Compliance Experts jobs in the United Arab Emirates

Exciting Opportunity in Regulatory Compliance

We are expanding our team and looking to hire professionals to support critical Regulatory Compliance initiatives.

Key responsibilities include:

• Coordinate execution of Financial Crime Risk Assessments (FCRA) across business lines
• Track and report mitigation actions through dashboards and trackers
• Develop and maintain Compliance MIS and KRI dashboards for senior management, board, and regulators
• Roll out and monitor completion of Compliance training modules across the organization
• Maintain a centralized PMO tracker to monitor remediation progress
• Validate remediation actions for findings under AML/CFT and regulatory requirements

If you're interested in this opportunity, please connect or share your CV.

* Conduct gap assessment (lookback exercise) against FCC regulatory guidelines and notices

* Track and monitor remediation of identified gaps through action plans and dashboards

* Support timely submission of documentation and updates to CBUAE

• Preferable that candidate has knowledge of UAE's AML/CFT/CPF and TFS legislation

• Preferable that candidate has knowledge/experience of CBUAE data submission platforms/systems

• Management of a team and experience in working with business stakeholders to develop policies and procedures

This role involves leading teams, ensuring compliance with safety protocols, and possessing expertise in leak detection methodologies and testing procedures.

We are seeking a highly skilled and experienced Risk Management and Compliance Officer to join our team. The successful candidate will be responsible for managing risks, ensuring compliance with regulatory requirements, and maintaining high levels of quality and service delivery.

• Developing and implementing effective risk management strategies to mitigate potential threats and opportunities
• Conducting regular audits and reviews to ensure compliance with regulatory requirements and industry standards
• Maintaining accurate records and reporting on risk management activities and compliance outcomes
• Collaborating with cross-functional teams to identify and address risks and opportunities

To be successful in this role, you will need:

• A degree in a relevant field, such as business, law, or risk management
• Proven experience in risk management and compliance, preferably in a similar industry
• Strong analytical and problem-solving skills, with the ability to identify and mitigate risks
• Excellent communication and interpersonal skills, with the ability to build strong relationships with stakeholders

This is an excellent opportunity to work for a reputable organization, with a competitive salary and benefits package, including:

• Ongoing training and development opportunities
• Flexible working arrangements and a healthy work-life balance
• A dynamic and supportive work environment

At our organization, we value innovation, teamwork, and customer satisfaction. We are committed to delivering high-quality services and products, while maintaining a safe and healthy work environment. If you share our values and are passionate about risk management and compliance, we would love to hear from you!

Job Overview:

• Perform thorough risk evaluations for new IT initiatives, vendors, and cloud deployments to ensure alignment with company objectives.
• Maintain compliance with industry-standard cybersecurity frameworks and regulatory requirements.
• Develop and enhance the IT risk register and control library to inform strategic decision-making.
• Collaborate with cross-functional teams to ensure consistency in compliance requirements.
• Contribute to business continuity and disaster recovery planning from a compliance perspective.
• Prepare and present a Monthly Risk & Compliance Report including:
  • Risk register updates and mitigation status
  • Compliance scorecards (e.g., ISO 27001, NESA, NIST)
  • Audit findings and remediation progress
  • Policy review and exception tracking
  • Regulatory compliance updates (e.g., ADGM, UAE Data Protection Law)
  • Conduct monthly risk assessments and control effectiveness reviews
  • Lead monthly compliance awareness sessions or training refreshers
  • Update and maintain documentation for policies, procedures, and controls
• Monitor compliance dashboards and risk indicators across IT systems and cloud platforms (e.g., Azure, M365).
• Track and log incidents, policy violations, and exceptions.
• Review access control logs, privileged account activity, and audit trails.
• Coordinate with SOC and IT teams on security events and remediation actions.
• Conduct daily checks on compliance with data protection, backup, and encryption policies.
• Support internal and external audit requests with evidence gathering.

Required Skills & Qualifications:

• CRISC, CISA, CISM, or ISO 27001 Lead Implementer/Auditor certifications.
• Microsoft certifications related to security and compliance (e.g., SC-400, SC-900).

We are seeking a highly skilled Regulatory Compliance Officer to join our team. This is an exciting opportunity for a qualified professional to contribute to the development and implementation of regulatory compliance strategies.

• Develop and implement regulatory compliance policies and procedures
• Conduct risk assessments and develop mitigation strategies
• Collaborate with cross-functional teams to ensure compliance with regulatory requirements

• University degree in business administration, law, finance or a related discipline
• At least 1 year of experience in a compliance role within the banking or financial services industry
• Strong analytical and problem-solving skills
• Excellent communication and interpersonal skills
• Ability to work effectively in a fast-paced environment

• Opportunity to work with a dynamic and growing organization
• Competitive salary and benefits package
• Professional development opportunities

If you are a motivated and detail-oriented individual with a passion for regulatory compliance, please submit your application.

• Oversee and manage all credit and investment risks across the organisation, ensuring comprehensive identification, assessment, and mitigation strategies.
• Take charge of the compliance function, ensuring rigorous adherence to all relevant regulations and internal policies.
• Build, mentor, and lead a high-performing combined risk and compliance team, fostering a culture of continuous improvement and strategic thinking.
• Act as a key advisor to senior leadership on complex risk and compliance matters, contributing significantly to strategic decision-making and portfolio oversight.

• Fundraising business leadership – significant senior-level experience in both credit risk management and compliance, with a proven ability to lead and integrate these functions effectively.
• Strategic thinker – A leader who can think out of the box and is inherently proactive, capable of contributing strategically rather than solely focusing on transactional tasks. You should possess the ability to think critically and make informed decisions.
• Leadership & mentorship – strong leadership skills with a proven track record of upskilling and developing teams.
• International mindset – A strong desire to contribute to and foster a more international work culture, bringing diverse perspectives and experience.
• A solid understanding of Power Purchase Agreements (PPAs) and their associated credit risks is highly beneficial given our core business model.

We are looking for a Risk Management and Compliance Leader who can drive synergies between risk and compliance activities, recognizing the significant benefits and efficiencies of combining these functions.

This role offers the opportunity to build a high-performing combined risk and compliance team, fostering a culture of continuous improvement and strategic thinking.

We are committed to equality of opportunity for all. You can access our Diversity and Inclusion Policy here.

We are seeking a highly skilled and experienced professional to fill this role.

Key Responsibilities:

• Assist in completing daily transaction monitoring reviews against market abuse, escalating all related issues to protect the business;
• Conduct regular trade reviews and reconstructions, escalating all related issues to senior management;
• Collaborate with different departments to monitor enforcement of standards and regulations;
• Assist in preparing reports/requests for senior management and external regulatory bodies as appropriate;
• Manage and coordinate the onboarding process seamlessly for clients from start to finish;
• Communicate efficiently with clients and/or brokers to gather all necessary information;
• Responsible for coordinating all KYC documentation requests and adopting a right first time approach to avoid multiple queries;
• Responsible for ensuring all client documentation is handled and filed appropriately in line with our policies;
• Provide regular, timely progress updates to both senior management and brokers, in both written and verbal formats;
• Responsible for liaising with internal and external stakeholders to ensure timely resolution to issues that arise during the course of onboarding;
• Perform AML/KYC due diligence client reviews on corporate clients with different legal structures and in various jurisdictions to ensure compliance requirements are met;
• Identify, review and disposition of all PEPs, Sanctions and Adverse media at onboarding stage assessing the risks posed to the firm;
• Classify clients from a risk and regulatory perspective;
• Investigate and escalate all suspicious activity and financial crime (AML & Fraud) related issues with relevant proposals to protect the business;
• Conduct periodic reviews and refresh KYC documents of existing clients in accordance with their risk banding;
• Review onboarding accounts as required;
• Effectively manage KYC inbox; ensuring all emails are responded to;
• Ensure that all queries are answered promptly and in full;
• Ensure that all processes are followed, and trackers are updated accurately;
• Maintain PAD, Conflicts of Interest, PEP, Sanctions and adverse media lists and Compliance Register;
• Work on special projects and assists with ad hoc projects as required;
• Monitor any material changes that may impact the risk status of client files;
• Perform any other reasonable duties as required

About This Role:

This is a unique opportunity to join our team and contribute your skills and experience to drive business growth and success. If you are a motivated and driven individual who is passionate about delivering exceptional results, we want to hear from you!

Requirements:

• Highly skilled and experienced professional with strong knowledge of AML/KYC regulations and compliance requirements;
• Excellent communication and interpersonal skills, with the ability to work effectively with colleagues and clients at all levels;
• Proven track record of delivering high-quality results in a fast-paced environment, with a focus on customer satisfaction and stakeholder engagement;
• Strong analytical and problem-solving skills, with the ability to identify and escalate potential risks and issues;
• Ability to work independently and as part of a team, with a flexible and adaptable approach to meeting changing priorities and deadlines;
• Knowledge of industry best practices and regulatory requirements, with a commitment to ongoing learning and professional development;
• Ability to maintain confidentiality and handle sensitive information with discretion;
• Strong organizational and time management skills, with the ability to prioritize tasks and meet deadlines;
• Proficiency in Microsoft Office, particularly Excel, Word and PowerPoint

What We Offer:

We offer a competitive salary and benefits package, including opportunities for career advancement and professional development. Our team is passionate about delivering exceptional results and making a positive impact on our clients and stakeholders. If you share our values and are looking for a challenging and rewarding role, we encourage you to apply!

Job Description

Role: Regulatory Compliance Consultant
Location: Abu Dhabi, UAE
Contract Type: Short-term Contract
Working Model: On-site, Standard Office Hours
Start Date: Immediate

We are seeking an experienced Regulatory Compliance Consultant to join a leading consulting firm in Abu Dhabi on a short-term engagement . The successful candidate will support the delivery of regulatory compliance initiatives, focusing on conduct risk management and the implementation of frameworks aligned with local and international regulations.

This is a hands-on role ideal for professionals with strong compliance knowledge and prior exposure to conduct risk frameworks within financial services or consulting environments.

• Regulatory Compliance Support
  • Review, enhance, and implement compliance policies and frameworks to meet UAE regulatory requirements.
  • Support the development and delivery of compliance monitoring plans and risk assessments.
  • Ensure alignment with evolving Central Bank of the UAE (CBUAE) and other regulatory standards.
• Conduct Risk Management
  • Assess and strengthen conduct risk frameworks within the organization.
  • Review processes, controls, and reporting mechanisms to ensure responsible conduct across operations.
  • Collaborate with internal stakeholders to drive compliance with conduct-related obligations.
• Stakeholder Engagement & Advisory
  • Provide regulatory advice and guidance to internal teams and client stakeholders.
  • Prepare reports and documentation for senior management and regulatory bodies as required.
  • Support internal training and awareness sessions on conduct and compliance risks.

• Experience:
  • 5+ years in regulatory compliance , risk management , or related roles within financial services, consulting, or banking.
  • Strong knowledge of conduct risk frameworks , ideally within the UAE or GCC region.
  • Prior experience supporting short-term regulatory or compliance transformation projects is preferred.
• Technical Skills:
  • Familiarity with UAE regulatory standards, particularly CBUAE guidelines .
  • Experience conducting gap assessments , drafting policies, and implementing effective controls.
  • Strong report-writing, analytical, and presentation skills.
• Soft Skills:
  • Excellent stakeholder management and communication abilities.
  • Ability to work independently and deliver under tight deadlines.
  • Collaborative, detail-oriented, and proactive in approach.

• Contract Type: Short-term consulting engagement
• Duration: Approximately 3–4 months
• Location: Abu Dhabi, UAE
• Working Hours: Standard office-based hours
• Start Date: Immediate or as agreed
• Compensation: Competitive, based on experience

* Conduct gap assessment (lookback exercise) against FCC regulatory guidelines and notices

• Track and monitor remediation of identified gaps through action plans and dashboards

• Support timely submission of documentation and updates to CBUAE

• Overall experience – 8+ years

• Preferable that candidate has knowledge of UAE's AML/CFT/CPF and TFS legislation
• Preferable that candidate has knowledge/experience of CBUAE data submission platforms/systems
• Management of a team and experience in working with business stakeholders to develop policies and procedures