1 406 Compliance Experts jobs in the United Arab Emirates

A highly experienced and skilled compliance professional is required to oversee all operational functions, ensuring alignment and seamless coordination across the organization.

• Integrate and manage all aspects of compliance, AML, and risk management within the UAE office.
• Manage vendor relationships and conduct ongoing monitoring in accordance with regulatory changes.
• Develop and implement policies and procedures to ensure regulatory compliance.
• Advise on regulatory compliance matters and risk mitigation strategies.
• Conduct regular audits and provide reports to senior management.
• Develop and conduct compliance training for employees.

• 5-10 years of experience as a senior compliance officer.
• Previous experience in outsourcing and vendor risk management.
• Experience in drafting and managing policies.
• Excellent team spirit and communication skills.
• Ability to communicate effectively with various stakeholders across multiple locations.
• Fluent English (both oral and written communication).

This role will be based in our ADGM office. Candidates must have full working rights in the UAE.

We are seeking a detail-oriented professional to join our Compliance, Financial Crime & Conduct team in the UAE. As a CFCC Analyst, you will play a crucial role in supporting key compliance activities and regulatory interactions.

We are seeking a seasoned Compliance Risk Specialist to oversee our organization's adherence to Anti-Money Laundering and Counter-Terrorist Financing regulations.

This critical role involves ensuring the integrity of our financial systems, identifying potential risks, and implementing strategies to mitigate them. The ideal candidate will possess in-depth knowledge of AML regulations, risk management principles, and compliance frameworks.

1. Transaction Monitoring: Conduct thorough reviews of transactions to detect suspicious activity and ensure adherence to regulatory requirements.
2. Investigations and Reporting: Lead investigations into potential money laundering or terrorist financing activities, escalating cases as necessary and preparing comprehensive reports for stakeholders.
3. Compliance Framework: Develop, maintain, and update the AML compliance framework, including policies, procedures, and risk assessments to ensure ongoing effectiveness.
4. Customer Due Diligence: Perform thorough customer due diligence and enhanced due diligence on high-risk clients to verify their legitimacy and minimize potential risks.
5. KYC Compliance: Ensure ongoing Know Your Customer (KYC) compliance, verifying customer identities and updating records as necessary.
6. Training and Development: Collaborate with the team to design and deliver AML training programs, enhancing staff awareness and expertise in compliance matters.

• Bachelor's degree in finance, law, business, or a related field.
• Professional certification such as CAMS preferred.
• At least 5 years of relevant experience in AML compliance, risk management, or financial services.
• Proven track record of successfully managing AML-related projects and initiatives.
• Strong analytical and investigative skills, with attention to detail and ability to work under pressure.
• Proficiency with AML monitoring systems and tools, as well as excellent communication and organizational skills.

Job Purpose

• The Regulatory Compliance Assistant Manager will work as a member of the Compliance team to support monitoring adherence to the Central Bank regulations and best business practices.
• The Regulatory Compliance & Assurance, Assistant Manager will support the execution of the Annual Compliance Plan, especially in regards to Monitoring of Regulations.
• The Regulatory Compliance & Assurance, Assistant Manager will assist the Senior Manager and Head of the Unit in the formalization of procedures and processes and preparation of Compliance training & awareness to all staff.

Principal Accountabilities

• Supporting the rolling out of the Bank-wide Compliance Regulatory Monitoring Program along with conduct reviews and formalization of reports for Senior Management.
• Executing spot checks on Regulations / Processes to ensure compliance with regulatory requirements.
• Supporting the formalization of Memos and Reports for Regulatory Compliance reviews, testing and monitoring exercises performed.
• Tracking non-compliance issues and ensuring timely closure by relevant stakeholders within agreed target dates.
• Assisting other members of the Regulatory Compliance & Assurance team in a pro-active manner.
• Displaying UAB Values of Integrity, Customer Focus, Competence, Consistency and Courteousness.

Qualifications & Experience

• Bachelor's degree in any relevant field
• 3 years' experience in similar job within Compliance or Internal Audit
• Effective communication skills in English and Arabic
• Good inter-personal and communication skills.
• Good understanding of protocols and procedures to be compliant with UAE regulations and requirements.
• UAE National with Family Book

We are seeking an experienced Audit Manager to provide assurance that risk exposures are well managed, and control frameworks and corporate governance processes are in place, effective, and efficient.

1. You will be responsible for providing assurance that risk exposures are well managed, control frameworks and corporate governance processes are in place, effective, and efficient.
2. You will assist the Internal Audit Director in developing audit strategies and plans.
3. You will manage a team of auditors.
4. You will oversee the delivery of audits by third parties.
5. You will maintain up-to-date status on all reported audit observations.

• MUST possess a Bachelor degree in Accounting/Business Administration or Engineering/IT.
• Professional certification from an accredited institution (ACA, CIA, ACCA, CPA).
• MUST HAVE at least 8 years of experience in Internal Audit + 4 years in a managerial role.
• Relevant industry experience is highly preferable, especially skills such as construction project auditing.
• Excellent command of English, both verbal and written.

We have decades of expertise in HR, Marketing, Finance & Accounting, Sales, Secretarial & Business Support, Management Consulting, and Engineering recruitment. We treat clients, companies, and candidates as individuals with unique needs.

We listen, learn, challenge, and advise, providing a service renowned for courtesy, consideration, and dedication. Based in Dubai since 2006, our office covers the GCC and Levant countries, and with regional expertise, we are the leading specialists in our fields.

We're growing rapidly because people appreciate our honesty, commitment, and results.

Our areas of recruitment include: Human Resources, Finance & Accounting, Marketing, Sales, Secretarial & Business Support, Executive Search, Banking & Financial Services, Management Consulting, and Engineering.

We are seeking a highly skilled Regulatory Compliance Officer to join our team. This is an exciting opportunity for a qualified professional to contribute to the development and implementation of regulatory compliance strategies.

• Develop and implement regulatory compliance policies and procedures
• Conduct risk assessments and develop mitigation strategies
• Collaborate with cross-functional teams to ensure compliance with regulatory requirements

• University degree in business administration, law, finance or a related discipline
• At least 1 year of experience in a compliance role within the banking or financial services industry
• Strong analytical and problem-solving skills
• Excellent communication and interpersonal skills
• Ability to work effectively in a fast-paced environment

• Opportunity to work with a dynamic and growing organization
• Competitive salary and benefits package
• Professional development opportunities

If you are a motivated and detail-oriented individual with a passion for regulatory compliance, please submit your application.

Job Title

Compliance and Governance Specialist

• This position is responsible for ensuring compliance with applicable laws, regulations, and policies.
• Develop and implement effective compliance programs to mitigate risks.
• Conduct regular audits to ensure adherence to regulatory requirements.

1. Develop, implement, and manage compliance programs in accordance with relevant laws and regulations.
2. Conduct proactive audits to measure compliance with laws, regulations, and policies.
3. Provide guidance on internal regulatory requirements and technical support to ensure compliance.
4. Establish and maintain internal controls to prevent non-compliance.
5. Coordinate compliance evaluation sessions, receive and review documents, and ensure they meet compliance requirements.

• Strong understanding of regulatory frameworks related to government support services sector.
• Excellent analytical skills with strong attention to detail.
• Effective communication skills to train employees on compliance matters.
• Ability to work independently while managing multiple tasks.

This role offers a unique opportunity to make a meaningful impact in ensuring compliance and governance within the organization. The ideal candidate will possess a strong understanding of regulatory frameworks and excellent analytical skills.

We are seeking a Compliance Specialist to develop and implement compliance programs that align with industry regulations. This role requires expertise in risk assessment, audit management, and policy enforcement.

• Develop and manage the company's compliance framework to ensure alignment with relevant standards.
• Conduct internal audits and risk assessments to identify areas of non-compliance and implement corrective actions.
• Lead and coordinate external audits and certification processes.
• Develop and maintain compliance policies, procedures, and documentation.
• Collaborate with cross-functional teams to promote a culture of compliance and continuous improvement.
• Monitor regulatory changes and industry best practices to update compliance strategies accordingly.
• Provide training and guidance to team members on compliance requirements and best practices.
• Report compliance status, risks, and recommendations to senior management.

• 3+ years of experience in compliance management, preferably in IT or data center services.
• In-depth knowledge of ISO 27001, ISO 9001, and related compliance frameworks.
• Experience conducting audits, risk assessments, and gap analyses.
• Strong understanding of data security, information governance, and regulatory compliance.
• Excellent analytical, problem-solving, and project management skills.
• Strong communication and training skills.
• Certification in ISO 27001 Lead Auditor or similar is a plus.

This is an exciting opportunity to join our team as a Compliance Specialist. If you have a passion for ensuring compliance with industry regulations, we encourage you to apply.

We are seeking an experienced Compliance and Risk Professional to lead our regulatory compliance and enterprise risk frameworks in accordance with established guidelines.

This senior leadership role ensures that our organization operates with integrity, complies with all applicable laws, and proactively manages risks in a dynamic environment.