469 Compliance Management jobs in the United Arab Emirates

Job Overview:

This role focuses on delivering strategic licensing and regulatory advisory services under the Business Strategy Advisory vertical. The candidate will manage complex licensing assignments with regulatory authorities such as the Securities and Commodities Authority (SCA), Virtual Assets Regulatory Authority (VARA), Dubai Financial Services Authority (DFSA), and the Financial Services Regulatory Authority (FSRA) of Abu Dhabi Global Market (ADGM). A background in legal or compliance advisory is preferred, with expertise in structuring regulated entities.

Key Responsibilities:

1. Regulatory Licensing & Structuring:

• Lead and manage end-to-end licensing engagements with SCA, VARA, DFSA (DIFC), and FSRA (ADGM) for regulated entities across virtual assets, capital markets, and financial services sectors.
• Conduct regulatory scoping assessments to determine the most suitable license category and authority based on the client's business model.
• Advise on entity structuring, ownership, and governance frameworks in line with regulatory expectations.
• Prepare and review business plans, financial models, risk-based compliance frameworks, and supporting documentation for license applications.
• Coordinate directly with regulators during the application process, handling queries, meetings, and clarifications.
• Provide advisory on post-licensing obligations and regulatory compliance frameworks.
• Experience in setting up Special Purpose Vehicles (SPVs) and Holding Companies in DIFC, ADGM, and DMCC for regulated and unregulated structures.

2. Client Engagement:

• Advise clients on regulatory obligations and structuring strategies.
• Coordinate with regulatory bodies, legal counsel, and internal stakeholders to ensure compliance.

3. Market and Regulatory Updates:

• Stay current with changes to regulatory guidelines and license classifications.
• Provide periodic updates to clients and the Business Strategy Advisory team

4. Knowledge Sharing & Internal Development:

• Contribute to AKW's internal regulatory knowledge hub.
• Support capability building within the Business Strategy Advisory vertical.

5. Project Management:

• Deliver high-quality outputs within set deadlines.
• Manage documentation flow for multiple concurrent client projects.

Educational/ Professional License requirements:

• Bachelor's degree in Law, Finance, or a related field.
• 4+ years of experience in regulatory licensing, legal advisory, or compliance consulting.
• Strong command over regulatory frameworks including SCA, VARA, DIFC, and ADGM.
• Excellent written communication and documentation drafting skills.

Experience Requirements:

• Hands-on experience in obtaining regulatory licenses for virtual asset providers, fund managers, or financial service firms.
• Familiarity with documentation requirements and regulator expectations in the UAE.
• Experience interacting with regulatory authorities and handling licensing timelines and objections.
• Certifications such as CAMS, ICA, or legal licenses in the UAE are a plus

Exciting Opportunity in Regulatory Compliance

We are expanding our team and looking to hire professionals to support critical Regulatory Compliance initiatives.

Key responsibilities include:

• Coordinate execution of Financial Crime Risk Assessments (FCRA) across business lines
• Track and report mitigation actions through dashboards and trackers
• Develop and maintain Compliance MIS and KRI dashboards for senior management, board, and regulators
• Roll out and monitor completion of Compliance training modules across the organization
• Maintain a centralized PMO tracker to monitor remediation progress
• Validate remediation actions for findings under AML/CFT and regulatory requirements

If you're interested in this opportunity, please connect or share your CV.

* Conduct gap assessment (lookback exercise) against FCC regulatory guidelines and notices

* Track and monitor remediation of identified gaps through action plans and dashboards

* Support timely submission of documentation and updates to CBUAE

• Preferable that candidate has knowledge of UAE's AML/CFT/CPF and TFS legislation

• Preferable that candidate has knowledge/experience of CBUAE data submission platforms/systems

• Management of a team and experience in working with business stakeholders to develop policies and procedures

Strategic leadership role responsible for planning and executing audits covering personal banking commercial banking & subsidiaries functions in UAE and international locations ensuring thorough understanding of business product dynamics credit risk management processes and regulatory environment. Provide assurance to management by identifying weaknesses reporting and escalating significant audit findings agreeing action plans to address issues.

Day-to-day contact with management influencing change through providing advice input to GIA extended management team on issues impacting FAB Group conducting special investigations reviews additional tasks as required by GCAO.

• End-to-end managing audit of FAB Groups business product & credit activities in UAE and across international network functionally ensure annual plan objectives are met work program completed efficiently effectively.

• Provide guidance on-job training junior colleagues conduct knowledge sharing facilitate achievement of team objectives completion of tasks in an efficient manner consistent operating procedures policy promote organisations values ethics within team support establishment value-driven culture bank.

• Monitor financial performance given areas activities versus budgets ensure all activities carried out line approved guidelines promptly report variances to management.

• Execute established GIA policies guidance notes procedures practice notes undertaking tasks provide input development GIA practices industry standards regulatory expectations review activities units within FAB Groups operations support related activities jurisdictions maintain audit universe coordinate other teams ensure efficient effective coverage.
• Prepare maintain risk assessment process streams identified audit universe work businesses promote periodic self-assessment risks controls establish/update maintain audit programs central audit management tool.
• Conduct audits assess division/unit line management have identified classified risks activities governance risk management control procedures adequate effective efficient reduce risks errors omissions loss acceptable levels cost data transaction processing meets required standards reliability integrity availability divisions/units assets safeguarded resources used efficiently effectively draft audit report submitted auditors properly reviewed finalized.

• Lead identification change continuous improvement processes practices considering global standards changes business environment proactive action plans.

• Develop maintain effective business relationships relevant external/internal entities stakeholders highest standards business ethics promptly attending critical issues services organisation delivered most effective manner.
• Act audit business partner line managers actively manage relationship regular meetings discuss material gaps audit assessment risks controls businesses self-assessment provide ongoing consultancy/advice unit management governance risk management control perspective improvements processes ensure effective efficient controls market best practices.
• Ongoing basis ensure pending audit issues followed up unit management corrective actions fully properly implemented conduct investigations/special reviews assigned Head Audit/GCAO.

• Ensure functional reports prepared timely accurately meet group requirements policies quality standards.

Qualifications:

• Bachelors degree.
• Relevant postgraduate qualification/professional qualification/certification desirable.

• Minimum 10 years relevant experience international bank big 4 internal audit experience preferred but not mandatory similar positions progressively increasing managerial responsibilities risk management/audit function.
• Expert knowledge business & credit activities processes associated risks.
• Strong leadership capability team-oriented highly developed problem-solving skills.
• Self-directed manage multiple tasks ability work under pressure.
• Excellent analytical skills.
• Excellent verbal written communication skills.

• University degree in business administration, law, finance or a related discipline.
• At least 1 year of experience in a compliance role within the banking or financial services industry, with up to 3 years of overall professional experience welcomed.
• Exposure to Audit, Assurance, or Compliance Testing functions is beneficial.
• Experience with process control or basic project management skills related to process improvements.
• Basic knowledge of banking regulations, especially in Financial Crime Compliance (FCC) or Anti-Money Laundering (AML) functions.
• Ability to build relationships and work effectively within a team.
• Capability to collaborate with peers and contribute to projects involving multiple departments.
• Basic analytical skills with a focus on data interpretation and simple compliance testing.
• Familiarity with standard technology and software tools used in compliance settings.
• Good communication skills, able to clearly express ideas and report on findings in written formats.

Job Description

Role: Regulatory Compliance Consultant
Location: Abu Dhabi, UAE
Contract Type: Short-term Contract
Working Model: On-site, Standard Office Hours
Start Date: Immediate

We are seeking an experienced Regulatory Compliance Consultant to join a leading consulting firm in Abu Dhabi on a short-term engagement . The successful candidate will support the delivery of regulatory compliance initiatives, focusing on conduct risk management and the implementation of frameworks aligned with local and international regulations.

This is a hands-on role ideal for professionals with strong compliance knowledge and prior exposure to conduct risk frameworks within financial services or consulting environments.

• Regulatory Compliance Support
  • Review, enhance, and implement compliance policies and frameworks to meet UAE regulatory requirements.
  • Support the development and delivery of compliance monitoring plans and risk assessments.
  • Ensure alignment with evolving Central Bank of the UAE (CBUAE) and other regulatory standards.
• Conduct Risk Management
  • Assess and strengthen conduct risk frameworks within the organization.
  • Review processes, controls, and reporting mechanisms to ensure responsible conduct across operations.
  • Collaborate with internal stakeholders to drive compliance with conduct-related obligations.
• Stakeholder Engagement & Advisory
  • Provide regulatory advice and guidance to internal teams and client stakeholders.
  • Prepare reports and documentation for senior management and regulatory bodies as required.
  • Support internal training and awareness sessions on conduct and compliance risks.

• Experience:
  • 5+ years in regulatory compliance , risk management , or related roles within financial services, consulting, or banking.
  • Strong knowledge of conduct risk frameworks , ideally within the UAE or GCC region.
  • Prior experience supporting short-term regulatory or compliance transformation projects is preferred.
• Technical Skills:
  • Familiarity with UAE regulatory standards, particularly CBUAE guidelines .
  • Experience conducting gap assessments , drafting policies, and implementing effective controls.
  • Strong report-writing, analytical, and presentation skills.
• Soft Skills:
  • Excellent stakeholder management and communication abilities.
  • Ability to work independently and deliver under tight deadlines.
  • Collaborative, detail-oriented, and proactive in approach.

• Contract Type: Short-term consulting engagement
• Duration: Approximately 3–4 months
• Location: Abu Dhabi, UAE
• Working Hours: Standard office-based hours
• Start Date: Immediate or as agreed
• Compensation: Competitive, based on experience

* Conduct gap assessment (lookback exercise) against FCC regulatory guidelines and notices

• Track and monitor remediation of identified gaps through action plans and dashboards

• Support timely submission of documentation and updates to CBUAE

• Overall experience – 8+ years

• Preferable that candidate has knowledge of UAE's AML/CFT/CPF and TFS legislation
• Preferable that candidate has knowledge/experience of CBUAE data submission platforms/systems
• Management of a team and experience in working with business stakeholders to develop policies and procedures

Job Description
Objective:
The position is responsible for executing regulatory frameworks, licensing requirements, brand registrations, and statutory mandates across UAE/GCC markets for cosmetic regulatory affairs. The Executive – Regulatory & Compliance will coordinate documentation, assist with regulatory submissions, and ensure data accuracy and timely reporting in adherence to compliance standards.

Key Responsibility:
Regulatory Documentation & Submissions

• Prepare, compile, and track regulatory documentation for product registrations, license renewals, and approvals with UAE authorities.
• Maintain accurate dossiers and compliance records, ensuring completeness and timeliness for all brands.
• Oversee product registration and labeling compliance with the following regulatory authorities, Dubai Municipality – Montaji, MOIAT, SFDA & SASO Saber

Compliance Monitoring & Updates

• Monitor and log regulatory changes in relevant GCC and UAE frameworks (ESMA, SFDA, DM, CBUAE, etc.) and support timely internal updates.
• Assist in execution of internal spot checks and audits to ensure compliance with procedures and product standards.
• Coordinate with certification bodies to obtain the necessary shipment certificates for exports.

Reporting & Tracking

• Maintain compliance trackers, renewal schedules, and submission logs.
• Generate periodic compliance status reports and dashboards for escalation as needed.

Cross-functional Coordination

• Work closely with cross-functional teams, brand principals, and key stakeholders to gather the full list of SKUs for each new product launch.
• Liaise with Merchandising, Quality, Logistics, and Legal teams to ensure adherence to labeling (ensuring Arabic Labelling completed before shipment), packaging, and distribution regulations.
• Coordinate with suppliers, testing labs, and vendors to collect Certificates of Compliance, test reports, and declarations.

Support Regulatory Audits & Inspections

• Assist during regulatory inspections by compiling requested documentation, liaising with internal teams, and tracking audit responses.
• Facilitate document requests and follow-ups from authorities.

Policy & SOP Adherence

• Support review and updating of internal regulatory SOPs.
• Escalate potential non-compliance issues and recommend corrective actions.

Desired Experience:

• Bachelor's degree in Pharmacy, Chemistry, Biotechnology , or related discipline.
• 1–3 years of experience purely in regulatory affairs, compliance support, or documentation roles, ideally within cosmetic sectors.
• Proficient in Microsoft Office (Excel, Word) and experience using compliance or project tracking tools.
• Excellent attention to detail, organizational skills, and record-keeping capabilities.
• Strong communication skills and ability to coordinate with internal teams and external regulators.

About Revolut
People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 60+ million customers get more from their money every day.

As we continue our lightning-fast growth, 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work. So far, we have 10,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.

About The Role
Compliance is a key team that ensures Revolut's products and processes meet regulatory requirements and translate this into the best customer outcomes.

With our investment product offering expanding, so is our Compliance team. We're looking for a Regulatory Compliance Manager to lead the implementation of regulatory frameworks around crypto. You'll be advising on compliance requirements and related controls. Be warned, this is a very hands-on role.

Up for the challenge? Let's get in touch.

What You'll Be Doing

• Working across departments to develop and execute a world-class compliance framework, monitoring, and training programme
• Supporting our regulatory licence applications
• Monitoring, testing, and reporting on the effectiveness of our regulatory architecture
• Drafting, implementing, and rolling out compliance plans, frameworks, and policies across a company or department
• Participating in product launches, providing expert regulatory advice to support the Operations team to fully comply with local regulations
• Supporting the Head of Compliance in rolling out a robust compliance programme for the company

What You'll Need

• The ability to work well under pressure, manage multiple projects at once, and meet tight deadlines
• Knowledge of how to conduct regulatory gap analysis
• Experience creating and implementing policies
• A solid understanding of the interplay between compliance risk and business risk
• The ability to communicate positively with regulators and members of various internal teams
• Multitasking skills with close attention to detail
• Excellent analytical, communication, and interpersonal skills
• Experience in compliance risk management within a consultancy, compliance function, or regulator

Building a global financial super app isn't enough. Our Revoluters are a priority, and that's why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We're doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That's why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.

Important notice for candidates:
Job scams are on the rise. Please keep these guidelines in mind when applying for any open roles.

• Only apply through official Revolut channels. We don't use any third-party services or platforms for our recruitment.
• Always double-check the emails you receive. Make sure all communications are being done through official Revolut emails, with an domain.

We won't ask for payment or personal financial information during the hiring process.
If anyone does ask you for this, it's a scam. Report it immediately.

By submitting this application, I confirm that all the information given by me in this application for employment and any additional documents attached hereto are true to the best of my knowledge and that I have not wilfully suppressed any material fact. I confirm I have disclosed if applicable any previous employment with Revolut. I accept that if any of the information given by me in this application is in any way false or incorrect, my application may be rejected, any offer of employment may be withdrawn or my employment with Revolut may be terminated summarily or I may be dismissed. By submitting this application, I agree that my personal data will be processed in accordance with Revolut's Candidate Privacy Notice