177 Environmental Regulations jobs in the United Arab Emirates

Daman Investments are currently recruiting for a seasoned Compliance Officer to join their team in Dubai.

Overview

The Compliance Officer assists the organisation manage risks and avoid liability by ensuring business operations are performed in compliance with all laws and regulations. This job develops company policies, creating metrics to help track compliance and performs compliance audits. Furthermore, the job role conducts enforcement services to ensure adherence to set improvement and internal company policies, regulations, and procedures in line with the law and regulations.

Key Duties & Responsibilities

• Create compliance policies and protocols on behalf of the organisation.
• Determine compliance metrics and establish a system for tracking them.
• Sign off on any marketing and advertising collateral to ensure it is compliance.
• Remain up to date on all regulations and laws related to the organisation and update policies accordingly.
• Perform compliance audits to determine whether establish protocols are being followed and where they can be improved.
• Maintain up to date written documentation and policies related to the organisation's business activities.
• Create compliance resource library for staff members to reference when they have questions.
• Create sound internal controls and monitor adherence to them.
• Draft and revise company policies.
• Evaluate business activities to assess compliance risk.
• Collaborate with external auditors and other stakeholders when needed.
• Set plans to manage a crisis or compliance violation.
• Educate and train employees on regulations and industry practices.
• Address employee concerns or questions on legal compliance.
• Keep abreast of internal standards and business goals.
• Monitor all operational processes or procedures using a compliance management system to ensure that the company adheres to all legal regulations and ethical standards.
• Manage the way information flows by researching, recording, and assessing data and information and conducting compliance risk assessment.
• Train and educate other employees so that they are updated on any legal change to compliance guidelines.
• Resolve the company's concerns about legal compliance.
• Participate in seminars conferences, and workshops to improve job knowledge.
• Perform various general administrative duties such as file creation and maintenance of ongoing administrative projects.
• Collaborate with other departments to create a culture of compliance.
• Uphold company values throughout business practices and use sound judgment in decision making.
• Any other additional duties as may be required by management based on needs of the business.

Position Requirements

• A minimum of 5+ years in related field.
• Full and practical knowledge of the regulations and policies of the UAE Securities and Communities (SCA is fundamental).
• Authority and the UAE related laws.
• Proven experience in risk management or compliance roles.
• Proven knowledge of industry best practices and cross-border transactions.
• Experience and published research with fixed income, equity, and currency markets.

Educational Qualifications

• Relevant bachelor's degree in related field.

Attributes

• Knowledge of legal requirements and controls.
• Investigating and analysing data skills.
• Expert in credit risk strategies.
• Able to integrate new data resources.
• Risk management capability.
• Familiarity with industry practices and professional standards.
• Excellent communication skills.
• Integrity and professional ethics.
• Business acumen.
• Teamwork skills.
• Mindfulness

Our office in Dubai is currently looking for a Compliance Officer with experience in compliance, finance or legal business.

Job Summary

Responsible for ensuring that the Company's activities in the UAE are in adherence with all applicable laws, rules and regulations to the Company

Main Responsibilities

• Assists in developing and maintaining the Company's Compliance policies and procedures.
• Monitors and ensures day-to-day compliance with the Company's own internal Compliance policies and procedures and the applicable laws/regulations.
• Reports on the effectiveness of the licensee's AML/CFT controls, for consideration by senior management.
• Works with the Human Resources Department and other department as appropriate to develop an effective and adequate arrangement for staff awareness and training on AML/CFT matters.
• Acts as an independent review and evaluation body to ensure that compliance Issues/concerns within the Company are being appropriately evaluated, investigated and resolved.
• Actively participates in developing, initiating, maintaining, and revising policies and procedures for the general operation of the compliance program and its related activities to prevent illegal, unethical, or improper conduct.
• Actively participates in developing and periodically reviewing and updating standards of compliance conduct to ensure continuing currency and relevance in providing guidance to management and employees.
• Collaborates with other departments to direct compliance issues to appropriate existing channels for investigation and resolution.

Education Degree

• Bachelor's Degree.

Job Purpose:

To provide support to the Compliance Team Leader and Head MIS, Admin and Compliance in the compliance of all ESF/ESFA funded learning through the implementation and use of internal and prime-based systems.

The Role Profile:

The role will involve working independently as well as collaboratively with colleagues to make contributions to the development, implementation, maintenance, and improvement of ELA Training Service's compliance function.

The Compliance Officer is expected to deliver their responsibilities efficiently and with integrity – showing a positive and professional attitude. The role involves demonstrating effective communication skills (both written and verbal) while adopting a pro-active approach to ensure tasks are completed on time, as required, and ensuring that any issues are addressed or escalated as and when they arise.

The role requires an understanding of the need to maintain accurate data which remains full, complete and current at all times and the importance of this being achieved.

Key Skill requirements:

· Effective communication; verbal, written, interpersonal

· Task and time management

· IT proficiency in Microsoft programmes, MIS systems and E-portfolios

· Ability to prioritise to meet deadlines

· Experience in a compliance or senior administration role

· Analytical and attention to detail

· Problem-solving

· Experience of OFSTED inspections and/or PFA audits (ideal)

· Strong background in funding compliance in the FE sector (ideal)

Key Responsibilities and Accountabilities:

· Preparation of new learner/employer starter packs across all contracts

· Verification and monitoring of start paperwork against audit check lists and ESFA Apprenticeship rules

· Maintain accurate records (paper-based and online) across a range of systems

· Reporting on any compliance actions

· Preparation and submission of funding paperwork to Prime Contractor

· Support with Awarding Body administration where required

· Verification and monitoring of learner contact, session and progress review documentation across all contracts

· Undertaking monthly audits which includes starts, leavers and on programme evidence

· Monitoring and processing of Apprenticeship and AEB completions

· Play a key role in the implementation of new systems and creating clear processes and/or SOPs

· Supporting with External Quality Assurance visits

· Administration of completions, claiming and administration of certificates against correct qualification aims subject to Lead IQA approval

· Support the Administration and Compliance teams to create new processes to improve compliance

· To ensure all Apprenticeship OTJ hours are tracked accurately

· Support the Compliance and Administration team with any work related to audits and/or inspections

· Report any issues with compliance and/or performance to line management

· Keep abreast of funding changes with regards to Apprenticeships and AEB

· Administration of progression outcomes and evidence to Primes

· Support with the administration of learner and employer surveys

· Assist with all aspects of stakeholder visits to office premises, as requested

· To support the main administrative and compliance requirements in the absence of the Administration and Compliance Managers as and when required

· Support Head of MIS with additional compliance responsibilities ie. PDSATS

· Updating MIS and E-portfolios as necessary

· To support with additional administration and compliance tasks as and when required by Senior Leaders i.e. Head of MIS, Admin and Compliance

· Undertake regular data cleansing across systems and documentation

· Tracking and reporting on all learner support funding evidence and delivery

· Exam invigilation where necessary.

Additional Responsibilities may include but not be limited to:

1. Adhoc administrative or compliance duties as requested by senior management

2. Minute taking for any of the Senior Management/Leadership team

3. Attend online or face to face conferences as an ELA representative.

4. Participate in compliance mailbox management.

Job Type: Full-time

Pay: AED4, AED5,000.00 per month

Ability to commute/relocate:

• Dubai: Reliably commute or planning to relocate before starting work (Required)

Education:

• Bachelor's (Required)

Experience:

• Administration: 2 years (Required)

License/Certification:

• Sponsor visa (spouse/father) (Required)

As a Registered Compliance Officer, with DNFBP experience, you will play a key role in ensuring that Chrysalis Serve, as a DMCC-licensed Corporate Service Provider (CSP), maintains full compliance with applicable laws, regulations, and internal policies. You will oversee all AML/CFT frameworks, client due diligence, regulatory reporting, and act as the primary liaison with DMCC authorities and other regulators.

Key Responsibilities

• Regulatory Compliance
• Ensure compliance with DMCC Rules, the UAE Federal AML Law, Cabinet Decision No. 10 of 2019, and all other related regulations.
• Maintain and update internal compliance policies, procedures, and manuals.

• Monitor regulatory updates and advise management on implications.

• AML/CFT & Risk Management

• Act as the Money Laundering Reporting Officer (MLRO) / Compliance Officer, as required by DMCC.
• Conduct client onboarding, Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and ongoing monitoring in line with AML/CFT obligations.
• Perform risk assessments of clients, transactions, and service offerings.

• Escalate suspicious activities and file Suspicious Transaction Reports (STRs) with the UAE Financial Intelligence Unit (FIU) when necessary.

• Governance & Reporting

• Prepare periodic compliance reports for senior management and regulators.
• Respond to compliance-related inquiries and inspections from DMCC and other authorities.

• Maintain accurate records of compliance reviews, audits, and regulatory submissions.

• Training & Awareness

• Deliver compliance training to employees on AML/CFT, sanctions, and regulatory obligations.
• Promote a strong compliance culture across the organization.

Qualifications & Skills

• Bachelor's degree in law, Finance, Business Administration, or a related field (Master's degree preferred).
• Minimum
  2 to 3 years of compliance experience
  in a DMCC company, CSP, DNFBPs or financial services.
• Strong knowledge of
  DMCC, ADGM, DIFC Rules, UAE AML/CFT regulations, FATF recommendations
  , and international compliance standards.
• Experience handling regulatory audits, inspections, and compliance reporting.
• Strong analytical, communication, and decision-making skills.
• Certifications such as
  CAMS, ICA, or ACAMS
  are highly desirable.
• Fluency in English required; Arabic is an advantage.

Why Join Us

• Be part of a growing DMCC-licensed Corporate Service Provider with regional exposure.
• Opportunity to lead compliance initiatives and interact directly with regulators.
• Competitive salary package with professional development support.

About the Role:

We're looking for a reliable and detail-oriented Accounting & Compliance Officer to join our team in a dynamic, multi-functional in-house role. This position requires a motivated individual who is ready to support day-to-day accounting, compliance, and administrative tasks, while also being adaptable to broader operational responsibilities.

Key Responsibilities
* Manage in-house accounting tasks using accounting software

* Perform AML screening and reporting as the in-house Compliance Officer (experience with Idenfo software required)

* Provide administrative and operational support as needed

* Act as a Personal Assistant to the CEO when required

* Assist with sourcing inventory for agents

* Conduct and document "Green List" calls

Working Hours & Compensation
Part-time: 9:00 AM – 1:00 PM

Salary:

AED 2,000/month during probation

AED 2,500/month after 6 months

Opportunity to transition to full-time depending on performance and company needs

Requirements
:

* Experience with accounting software

* AML knowledge and prior compliance experience

* Familiarity with Idenfo is a strong advantage

* Strong organizational and multitasking skills

* Willingness to support across departments and follow CEO's directives

Must be open to participating in:
* A monthly fitness challenge

* Reading one book per month

Perks & Benefits
* Health insurance and benefits as per UAE law

* Career growth opportunities based on individual contribution

* Dynamic and supportive work environment

Ready to join us? share your CV at

If you're looking for a role that offers variety, responsibility, and room to grow — we'd love to hear from you.

The Compliance Department at Millennium serves to adopt, implement, and carry out a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws, rules and regulatory requirements and Firm policies. We are currently seeking a Compliance Officer to join our DIFC office.

Principal Responsibilities

• Provide on desk Compliance coverage for trading teams
• Timely and accurate investigation and disposition of market abuse and communications surveillance alerts and reports
• Identification and escalation of potentially suspicious order, trade and communications activity.
• Conducting ad hoc reviews and analysis of activity to identify potentially suspicious activity and/or patterns or repeated activity
• Monitor and analyse the impact of compliance and regulatory developments in the UAE, including the DIFC
• Assist in alert calibration testing for new and existing alert types, ensuring any proposed changes/enhancements to alerts are delivered as expected. These should be aligned with UAE rules, regulations and laws.
• Assist in the maintenance of the Firm's compliance program
• Assist in the administration and review of compliance certifications, which may include sensitive information relating to conduct
• Assist in improving the accuracy and efficiency of Compliance processes
• Assist in maintenance of procedure manuals as and when required
• Conduct KYC on client files as needed
• Assist in the preparation of compliance trade reports and presentations for management
• Provide support for regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and inspections
• Assist in preparation and maintenance of compliance training
• Schedule and maintain Compliance logs and materials
• Participate in working groups and other projects as needed
• Keep current on recent compliance and regulatory issues, trends, and upcoming developments, including obtaining and making appropriate use of any findings, recommendations, guidance, directives, resolutions, sanctions, notices or other conclusions issued by the UAE government, any UAE government department, the FIU and any UAE enforcement agency, the Financial Action Task Force, the DFSA and the United Nations Security Council

Qualifications/Skills Required

• Experience at a regulatory authority or in the Compliance department of a financial services company
• Strong knowledge of trading in a variety of asset classes, including commodities
• Demonstrable experience working with trade and communication surveillance systems and alerts and investigating associated conduct issues
• Must be able to quickly grasp an understanding of alert triggers and trading behaviour
• Must be able to prioritize in a fast moving, high pressure, constantly changing environment, and high sense of urgency
• Ideally have experience in compliance monitoring
• Strong attention to detail and accuracy essential as well as organization skills
• Strong communication skills and outstanding verbal and written communication skills, with poise and confidence to interact with internal clients at all levels
• Good team player with a strong willingness to participate and help others in the Compliance team

Job Description

The Compliance Officer is a crucial role within an organization, responsible for ensuring that the company adheres to legal standards and in-house policies. This role involves working closely with management to develop policies and programs that encourage behavior aligned with the organization s values and ethical standards. The Compliance Officer monitors and reports on the efficacy of compliance controls, educates employees on compliance issues, and ensures that all business operations are conducted in accordance with company policies and relevant legislation. This role requires a keen understanding of industry regulations and the ability to communicate complex compliance concerns effectively to all levels of the organization. A successful Compliance Officer will not only prevent legal and regulatory violations but also contribute to the company's positive reputation and ethical standing.

Responsibilities

• Develop and implement compliance policies and procedures across the organization.
• Monitor and evaluate the effectiveness of compliance controls and recommend improvements.
• Conduct regular internal audits and review processes to ensure compliance with all laws and regulations.
• Maintain up-to-date documentation of the organization s compliance activities and regulatory requirements.
• Educate and train employees on compliance policies and legal regulations to avoid breaches.
• Serve as the point of contact for compliance issues and facilitate resolution of compliance-related queries.
• Investigate alleged violations of organizational policies or regulations and report findings clearly.
• Liaise with external regulators and other third parties in line with compliance requirements.
• Ensure documentation of all compliance breaches or issues and track their resolution status.
• Advise the senior management on compliance risks and formulate corrective strategies.
• Monitor new developments in compliance legislation and update policies as necessary.
• Coordinate the development of compliance-related communications including strategies and awareness campaigns.

Requirements

• Bachelor s degree in law, finance, or a related field is required.
• Proven experience in a compliance, legal, or regulatory environment.
• Strong understanding of regulatory and legal requirements pertinent to the industry.
• Excellent written and verbal communication skills are essential for the role.
• Strong analytical skills with a keen eye for detail in compliance matters.
• Ability to handle confidential information with integrity and discretion.
• Professional certification such as Certified Compliance & Ethics Professional (CCEP) is a plus.

Position Summary:

Responsible for ensuring the firm's compliance with regulatory requirements (ADGM/FSRA, DFSA, FATF, AML/CFT, etc.), developing and monitoring policies, advising management, and acting as a liaison with regulators and auditors.

Key Responsibilities:

• Ensure adherence to FSMR, FSRA Rulebooks, and other regulatory frameworks.
• Draft, review, and maintain compliance and AML/CFT policies.
• Conduct compliance monitoring, prepare reports/returns, and manage regulatory filings.
• Support MLRO in CDD/KYC, sanctions screening, and suspicious transaction monitoring.
• Perform compliance risk assessments and advise on new products/services.
• Provide compliance and AML training to staff and promote a compliance-first culture.

Qualifications & Experience:

• Bachelor's degree in Law, Finance, Business, or related field.
• Compliance/AML certifications (e.g., ICA, ACAMS, CISI).
• 5+ years' compliance experience in financial services or digital assets.
• Knowledge of ADGM/FSRA, DFSA, or similar regimes.
• Strong understanding of AML/CFT, sanctions, FATCA/CRS, and client asset rules.

Competencies:

• Analytical and detail-oriented.
• High ethical standards and integrity.
• Strong communication skills.
• Ability to manage multiple priorities and influence business decisions.

Job Type: Full-time

Pay: AED15, AED25,000.00 per month

Application Question(s):

• Total Experience?
• Experience as Compliance Officer?
• Wealth Management Domain experience?
• Current Salary?
• Expected Salary?
• Notice Period?

Company Description

AU Group Middle East is a subsidiary of AU Group, the world's largest broker exclusively specializing in trade credit insurance. Headquartered in Paris, AU Group has been structuring trade credit insurance solutions globally since 1929. Based in Dubai, AU Group Middle East addresses the regional challenges companies face in managing trade credit receivables. As a pioneer in the UAE market, AU Group Middle East tailors trade credit insurance products to fit the specific needs of organizations.

Role Description

This is a full-time, on-site role for a Compliance Officer located in Dubai, United Arab Emirates. The Compliance Officer will be responsible for ensuring adherence to regulatory and internal compliance guidelines :

• Design an appropriate AML/CFT compliance program
• Ensure day-to-day compliance of the business against internal AML/CFT policies and procedures
• Arrange to retain all necessary supporting documents for transactions, KYC, monitoring, suspicious transaction reporting

Qualifications

• Bachelor's degree in Finance, Business Administration, or related field
• Experience in the insurance industry, financial institutions, or in internal/external audit