71 Regulatory Compliance Specialist jobs in Abu Dhabi

The Regulatory Affairs Manager will be responsible for maintaining ADIB's regulatory relationships with competent regulators and ensuring compliance with global standards for the automatic exchange of financial account information.

Main Responsibilities:

• Policies and Procedures: Support in maintenance and update of Regulatory Affairs and Ethical Conduct related policies, procedures, and processes.
• FATCA and CRS: Ensure the continuous review, enhancement and oversight of FATCA and CRS regulations, policies and procedures.
• Data Validation and Reporting: Support in the preparation of MIS reports for internal regulatory affairs reporting, including Management Committees.
• Staff Ethical Behavior: Demonstrate strong adherence to ADIB Conduct Risk Pillars and Code of Ethics in terms of transparency, integrity, confidentiality, respect and collaborative workplace.

Requirements:

• Advanced Degree in Finance, Business, or any related subject.
• 5+ years of experience with International Reporting, including Taxation and specialist knowledge of FATCA/CRS regulations reporting and operationalization.
• Ability to be independent and perform innovative thinking to solve complex problems with no established precedence while balancing risk, speed, and accuracy.

Key Accountabilities:

• Develop and maintain internal procedures, standards, self-certification processes and guidance checklists to Businesses and Group Entities in line with UAE Ministry of Finance, Central Bank of UAE and Competent Tax Authorities for compliance with FATCA & CRS policies and governance documents.
• Act as the subject matter expert (SME) in respect of FATCA & CRS for the function, businesses and support functions.
• Submit accurate and timely reporting to the various Competent Tax Authorities.

Skill Requirements:

• Strong interpersonal skills with the ability to communicate with impact, build healthy professional connections, influence outcomes, and simplify complex topics into actionable recommendations for decision-making.
• Exemplary knowledge of the UAE regulatory environment, regulatory structures, market practice and industry groups.
• Good communication skills and ability to interact with various stakeholders throughout the bank.

We are seeking a highly skilled and experienced Financial Regulatory Compliance Specialist to join our team.

The ideal candidate will have a strong background in financial regulation, compliance, and governance, with the ability to provide expert advice and guidance on regulatory matters.

• Regulatory Expertise
• Compliance Management
• Corporate Governance

The successful candidate will be responsible for ensuring that our financial operations comply with all relevant laws and regulations, and will work closely with our management team to develop and implement effective compliance strategies.

In this role, you will have the opportunity to work with a dynamic team of professionals who share your passion for regulatory compliance and governance. We value a culture of integrity and professionalism, and we are committed to providing our employees with the training and resources they need to succeed.

We offer a competitive salary and benefits package, as well as opportunities for professional growth and development. If you are a motivated and experienced Financial Regulatory Compliance Specialist looking for a new challenge, please submit your application today.

We are seeking an experienced Quality Control and Compliance Manager to oversee quality initiatives. The role entails monitoring compliance with DOH and ISO standards, conducting internal audits, and ensuring readiness for JCIA accreditation.

The ideal candidate will be CPHQ certified with a minimum of 5 years' experience in the Abu Dhabi healthcare industry, including hands-on involvement with JAWDA/TASNEEF audits, ISO standards, and JCIA requirements.

• Oversee organizational compliance, conduct internal audits for DOH and ISO standards, and ensure readiness for JCIA accreditation.
• Prepare compliance and quality reports, analyze audit findings, and support continuous improvement initiatives.

• CPHQ certification and a minimum of 5 years' experience in the Abu Dhabi healthcare industry.
• Hands-on experience with JAWDA/TASNEEF audits, ISO standards, and JCIA requirements.
• Strong knowledge of DOH standards, policies, and guidelines.
• Excellent organizational, communication, and leadership skills.

This is a challenging opportunity for a Quality Control and Compliance Manager to make a significant impact on our organization's success.

We offer a competitive compensation package and opportunities for professional growth and development.

Talentmate seeks a highly skilled Legal Compliance Specialist to ensure adherence to legal standards and mitigate risk across the organization.

• Analyzing laws, precedents, and regulatory updates to provide timely and accurate legal advice.
• Drafting, reviewing, and performing due diligence on contracts, business agreements, and legal documentation.
• Investigating case facts and preparing case files and legal opinions for internal and external stakeholders.
• Preparing legal pleadings, memoranda, notices, correspondence, and client communications.
• Liaising with internal departments to resolve legal queries and provide general legal guidance.
• Maintaining confidentiality of all legal documents and information in accordance with company policy.
• Monitoring legal and regulatory changes impacting organizational operations.

The ideal candidate will possess strong knowledge of UAE law and corporate legal practice foundations. Additionally, they should have excellent research, drafting, and analytical skills, as well as the ability to work effectively in a team environment.

This role offers an excellent opportunity for professional growth and development in a dynamic and supportive work environment.

We are a startup based in the UAE, with a team spread across 10+ countries working remotely.

QCP is Asia's leading digital asset partner, empowering clients to seamlessly integrate digital assets into their portfolios.

We offer a comprehensive range of solutions - from spot on/off ramping and fixed income strategies to vanilla options and bespoke exotics.

Driven by the vision to be the most trusted partner in digital asset markets, we provide innovative solutions that make digital assets a core component of every portfolio, balance sheet, and treasury.

Since our founding in 2017, we have witnessed the potential of digital assets to transform financial markets and the world at large. We exist at the centre of change, successfully navigating three market cycles and bridging institutional and crypto ecosystems.

We work to build trusted partnerships, putting client success and care at the heart of everything that we do.

• Assist in conducting KYC checks on potential and existing customers
• Assist in conducting EDD reviews for high-risk customers
• Assist in monitoring cryptocurrency transactions for regulatory compliance
• Assist in developing, implementing, and updating compliance and AML policies and procedures
• Collaborate with teams to help implement compliance controls
• Support the Compliance Officer & MLRO to implement effective AML and Compliance frameworks
• Maintenance of QCP ME's compliance folders and filing
• Ad hoc tasks, as and when necessary

• Familiarity with UAE AML CFT regulations, including FSRA regime
• Knowledge in Cryptocurrency
• Familiarity with blockchain analytics tools (i.e. chainalysis)
• Familiarity with sanctions screening tools (i.e. ComplyAdvantage, Worldcheck)
• Attention to detail
• Good communications skills, both oral and writing
• Good people skills (soft skills)
• Bachelor's Degree holder (i.e Finance/Accounting/Law)

The Environment We Offer

As a growing firm with a tightly-knit team, we respect and listen to all our employees. You will get the chance to make an impact by having your voice heard by everyone, including the management.

Our employees enjoy a high level of autonomy at work. We focus on substance, not form - as long as you can perform, you will be recognized and rewarded. We are also dedicated to supporting our staff and ensuring they develop holistically to maximize their potential in the long- term.

We also provide flexible working arrangement as required and a casual and fun environment to boot

We are seeking a detail-oriented and motivated Junior Compliance Officer to join our compliance team.

The successful candidate will support the development, implementation, and monitoring of compliance programs to ensure the organization operates in line with regulatory requirements and internal policies.

Key Responsibilities

• Support the preparation of compliance reports and documentation for internal and external stakeholders.
• Conduct routine compliance checks, audits, and risk assessments.
• Assist in responding to inquiries from regulators and internal departments.
• Assist in the preparation, review, and submission of FATCA and CRS reports in accordance with applicable regulations.
• Support the implementation of the firm’s AML framework , including monitoring, transaction reviews, and internal reporting.
• Perform KYC checks and client due diligence for institutional and retail clients, ensuring compliance with regulatory requirements and internal policies.
• Stay up to date with relevant regulatory updates and industry best practices.

Qualifications & Skills

• Bachelor’s degree in law, Business Administration, Finance, or related field.
• 2–5 years of experience in compliance, legal, audit, or risk management (internships or part-time roles considered).
• Strong attention to detail with excellent analytical and problem-solving skills.
• Ability to handle sensitive information with integrity and confidentiality.
• CISI Certificates holder is preferred

What We Offer

• Competitive salary, bonus and benefits package.
• Training and career development opportunities.
• Exposure to a wide range of compliance and risk management activities.
• Collaborative and supportive team environment.

Job Type :

Permanent

Specialism :

Compliance

Job Reference :

FC/42152

The Senior Compliance Analyst will be responsible for monitoring, assessing, and advising on compliance risks, regulations, and policies across the business. The ideal candidate will have a deep understanding of UAE regulatory requirements and international compliance standards.

Key Responsibilities:

• Provide compliance oversight and advisory across business units, ensuring adherence to local and international regulatory standards
• Review and update internal policies and procedures to ensure regulatory compliance,adherence to all applicable legislation and DFSA regulations
• Monitor regulatory developments in the UAE and DIFC, providing impact analysis and implementation plans
• Design and implement compliance frameworks, policies, and procedures that align with the Group’s strategic objectives
• Support first line business in taking direct ownership of managing and controlling financial crime related risks
• Act as the designated point of contact for notifications and suspicious activity reporting under DFSA AML regulations
• Provide support for broader Compliance projects and strategic initiatives as needed
• Perform risk assessments and develop mitigation strategies
• Collaborate with internal stakeholders (Risk, Legal, Audit) to embed a strong compliance culture
• Deliver compliance training programs to staff
• Maintain up-to-date knowledge of regulatory developments within the region

Ideal Candidate:

• Minimum of 4-6 years of experience in compliance, preferably within the financial services or banking sector
• Strong knowledge of UAE Central Bank regulations (DFSA, CBUAE, federal law, etc), FATF guidelines, and international best practices
• Excellent analytical skills and attention to detail
• Strong communication and interpersonal skills
• Professional certifications such as CAMS, CRCM, or equivalent are highly desirable

Job Title: Director / Legal Assurance

• Lead the development and implementation of comprehensive data protection and AI governance frameworks across the organization.
• Drive pragmatic, cost-effective compliance solutions while ensuring services, products, and projects meet regulatory requirements and responsible AI standards.
• Proactively identify and challenge outdated compliance processes, designing creative solutions that streamline operations while maintaining regulatory standards.

• Bachelor's Degree in Law (LLB), Bar admission required.
• Advanced degree or certifications in privacy, data protection law, and AI compliance are preferred.
• Minimum 4 years of experience in privacy / data protection law; AI compliance expertise; proven independent work ability; process improvement experience required.
• 8+ years of experience for Director-level; telecom / tech industry background highly desired.

Key Skills: Data protection, AI governance, compliance, process improvement, leadership, innovation enablement.

• We value diversity and inclusion in the workplace.
• We offer a collaborative and dynamic work environment.
• We provide opportunities for growth and professional development.

• Full-time employment.
• A competitive salary and benefits package.
• The opportunity to work with a leading organization in the telecom industry.