87 Compliance Officer jobs in Abu Dhabi

We are seeking a seasoned professional to lead our compliance efforts, driving the development and implementation of digital solutions that meet business needs. The ideal candidate will have extensive experience in program management, technology strategy, and compliance roles, with a proven track record of delivering complex projects.

• Key Responsibilities:
• Collaborate across functions to drive an integrated portfolio of investments in technology, data, analytics, and AI.
• Lead cross-functional efforts to evaluate, select, and implement compliance technologies.
• Manage the request for proposal process for SaaS platforms supporting compliance operations.
• Manage application portfolios and vendor relationships to ensure successful adoption and usage.

To be successful in this role, candidates should possess a Bachelor's degree in a relevant field and at least 7 years of experience in program management or compliance roles. Familiarity with digital solutions, RFP processes, and data analytics is essential, along with strong communication and stakeholder engagement skills.

• Required:
• Bachelor's degree in Business, Accounting, Finance, Data Science, Information Systems, Business Analytics, or a related field.
• 7+ years of experience in program management, technology and data strategy, or compliance roles in a complex, global environment.
• Experience with gathering functional requirements and partnering with digital technology teams to deliver digital solutions.
• Experience with RFP processes, vendor selection, and SaaS governance.
• Familiarity with process improvement methodologies (e.g., Lean, Six Sigma).
• Experience implementing SaaS systems.
• Experience with applying data analytics and AI to solve business problems.
• Exceptional Communication and Stakeholder Engagement Skills .

Our organization offers a competitive compensation package, including a base salary range of $177,000 - 290,000 USD Annual. In addition, we provide performance bonuses, comprehensive healthcare benefits, retirement plans, tuition assistance, adoption assistance, paid parental leave, disability insurance, life insurance, and paid time-off for vacation or illness.

GE Vernova is an Equal Opportunity Employer, committed to diversity, equity, and inclusion. We welcome applications from qualified candidates who share our values and commitment to excellence.

Job Title: Director / Legal Assurance

• Lead the development and implementation of comprehensive data protection and AI governance frameworks across the organization.
• Drive pragmatic, cost-effective compliance solutions while ensuring services, products, and projects meet regulatory requirements and responsible AI standards.
• Proactively identify and challenge outdated compliance processes, designing creative solutions that streamline operations while maintaining regulatory standards.

• Bachelor's Degree in Law (LLB), Bar admission required.
• Advanced degree or certifications in privacy, data protection law, and AI compliance are preferred.
• Minimum 4 years of experience in privacy / data protection law; AI compliance expertise; proven independent work ability; process improvement experience required.
• 8+ years of experience for Director-level; telecom / tech industry background highly desired.

Key Skills: Data protection, AI governance, compliance, process improvement, leadership, innovation enablement.

• We value diversity and inclusion in the workplace.
• We offer a collaborative and dynamic work environment.
• We provide opportunities for growth and professional development.

• Full-time employment.
• A competitive salary and benefits package.
• The opportunity to work with a leading organization in the telecom industry.

We are seeking a seasoned professional to oversee our Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) frameworks. This critical role will protect the company's reputation and integrity by ensuring compliance with relevant laws and regulations.

Key Responsibilities include:

• Develop and implement AML and CTF policies, procedures, and controls.
• Evaluate audit findings and ensure corrective actions meet regulatory requirements.
• Conduct quality testing, identify process deficiencies, and recommend improvements.
• Maintain compliance systems, including customer screening, transaction screening, and AML monitoring.
• Fulfill regulatory reporting requirements and disseminate policy changes.

Requirements:

• Strong knowledge of AML and CTF laws, regulations, and risk management practices.
• Robust understanding of legal and regulatory compliance.
• Certification from a recognized regulatory body is preferred.

Key player in Risk and Compliance Management

Perform control testing programs to ensure adherence to regulatory requirements.

Develop and execute approved assurance testing plans, track all issues to completion, and promote internal control awareness.

Manage ad hoc and administrative activities assigned by line managers.

• Develop and execute approved assurance testing plans.
• Evaluate assurance testing against agreed milestones.
• Follow up with the business as required and promote internal control awareness.
• Manage ad hoc and administrative activities assigned by line managers.

• Analyze complex activities considering regulatory requirements.
• Critical thinking skills to analyze data and identify trends, themes, and outliers.
• Excellent time management and ability to work under pressure, meet deadlines, and deliver high-quality work.

• Record and report assurance testing results.
• Write high-quality reports presenting review results and findings.

Binance is a global blockchain leader behind the world's largest cryptocurrency exchange by trading volume and registered users. We are trusted by millions worldwide for industry-leading security, transparency, speed, liquidity, and a wide portfolio of digital asset products.

• Drive compliance and process improvements through special assignments and projects.
• Conduct ad-hoc quality assurance checks to support regional teams, ensuring high standards of quality and accuracy.
• Collaborate with risk officers, account managers, VIP stakeholders, and business leaders to identify and mitigate risks.
• Stay updated on local laws, regulations, and standards applicable to subject persons, as well as emerging virtual currency policies.
• Perform customer risk assessments, periodic reviews, and enhanced due diligence, identifying unusual activity or anti-money laundering flags.
• Participate in internal and external training programs related to anti-money laundering/counter-financial terrorism and other subjects that may form part of day-to-day work requirements.

• At least 3 years of experience in a compliance role, with substantial knowledge of relevant rules and regulations.
• Demonstrated ability to write effectively, communicate complex ideas clearly, and present findings professionally.
• Superior organizational skills, with a proven track record of meeting deadlines and managing multiple priorities.
• Strong communication skills, with the ability to build effective relationships with colleagues, stakeholders, and clients.
• Investigative skills, attention to detail, and a commitment to ongoing learning and professional development.

• Opportunities for professional growth and development.
• Challenging and dynamic work environment.
• Competitive compensation package.

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Job Title: Senior Compliance Officer

The Senior Ethics and Compliance Manager is responsible for overseeing the corporate compliance program. This includes ensuring that the program operates independently and objectively, reviewing and evaluating compliance issues within the organization.

• Develop, initiate, maintain, and revise policies and procedures for the general operation of the Compliance Program and its related activities.
• Assist in developing and periodically reviewing Standards of Conduct to ensure continued guidance to management and employees.
• Implement initiatives to foster an ethical culture throughout the organization.
• Collaborate with other departments to direct compliance issues to appropriate channels for investigation and resolution.
• Respond to alleged violations by evaluating or recommending the initiation of investigative procedures.
• Develop and oversee a system for uniform handling of such violations.
• Monitor compliance with organizational standards and procedures.
• Identify potential areas of compliance vulnerability and risk, and develop/implement corrective action plans.
• Provide reports on a regular basis to inform the operation and progress of compliance efforts.
• Establish and provide direction for the compliance/Whistleblower Hotline.
• Institute an effective compliance communication program, promoting awareness of organizational standards.
• Work with Human Resources to develop a compliance training program, including introductory training for new employees and ongoing training for all employees and managers.
• Monitor the performance of the Compliance Program and take steps to improve its effectiveness.

A reputable investment firm in Abu Dhabi is seeking a Senior Compliance Officer to lead and enhance its compliance framework. This role is pivotal in ensuring adherence to regulatory requirements and internal policies while also fostering a culture of compliance across the organization. The ideal candidate will have strong academics extensive experience in compliance and legal roles and a robust understanding of the risks associated with financial institutions.

Key Responsibilities:

• Compliance Awareness & Training:
  

  • Raise awareness of compliance matters within the organization.
    
  • Prepare and update training presentations to ensure staff are informed of current compliance standards and practices.
    

• Policy & Procedure Management:
  

  • Collaborate with the Compliance team to prepare and update policies as required.
    

• Due Diligence & Investment Review:
  

  • Attend Due Diligence Committee meetings providing feedback on new investments in line with established guidelines.
    
  • Conduct guideline checklist reviews background checks and reputational risk assessments.
    

• AML & Regulatory Response:
  

  • Respond promptly to AML requests from counterparties.
    
  • Address internal and external enquiries regarding operational compliance including AML and classification issues.
    

• Committee Support & Action Implementation:
  

  • Implement actions arising from various committees (e.g. Investment Operations Committee Benchmark and Investment Guidelines Committee).
    
  • Prepare and present reports for the Investment Operations Committee escalating issues or breaches and recommending corrective measures.
    
  • Maintain the internal breaches register accurately and on time.
    

• Compliance Monitoring & Filings:
  

  • Execute regular compliance monitoring programs and liaise with investment departments to ensure tasks are completed and issues are addressed.
    
  • Prepare routine and ad hoc regulatory filings coordinating with external parties to meet deadlines.
    

• Confidentiality & Document Review:
  

  • Review documents for potential nonpublic information concerns including NDA reviews and propose followup actions.
    
  • Update restricted stock lists and supporting records to ensure sensitive information remains protected.
    

• Code of Conduct & Research:
  

  • Conduct discreet code of conduct reviews to identify and address areas of weakness.
    
  • Assist with compliance research on best practices regulatory requirements and system improvements.
    

• Project Participation:
  

  • Engage in projects aimed at automating and streamlining manual compliance functions.
    

• Additional Duties:
  

  • Perform other related tasks as assigned.
    

• Strong academic background with a proven track record of excellence.
  A minimum of 8 years of compliance/legal experience in financial institutions.
  
• Indepth understanding of risks in financial institutions including asset management private equity public markets antimoney laundering and antibribery legislations.
  
• Sound knowledge of investment products and regulatory filing requirements.
  
• Demonstrated ability to manage compliance initiatives and work effectively with crossfunctional teams.
  
• Strong analytical communication and problemsolving skills.
  
• Relevant legal or compliance certifications and qualifications are preferred.
  

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Required Experience:

Senior IC

#J-18808-Ljbffr

Job Type :

Permanent

Specialism :

Compliance

Job Reference :

FC/42152

The Senior Compliance Analyst will be responsible for monitoring, assessing, and advising on compliance risks, regulations, and policies across the business. The ideal candidate will have a deep understanding of UAE regulatory requirements and international compliance standards.

Key Responsibilities:

• Provide compliance oversight and advisory across business units, ensuring adherence to local and international regulatory standards
• Review and update internal policies and procedures to ensure regulatory compliance,adherence to all applicable legislation and DFSA regulations
• Monitor regulatory developments in the UAE and DIFC, providing impact analysis and implementation plans
• Design and implement compliance frameworks, policies, and procedures that align with the Group's strategic objectives
• Support first line business in taking direct ownership of managing and controlling financial crime related risks
• Act as the designated point of contact for notifications and suspicious activity reporting under DFSA AML regulations
• Provide support for broader Compliance projects and strategic initiatives as needed
• Perform risk assessments and develop mitigation strategies
• Collaborate with internal stakeholders (Risk, Legal, Audit) to embed a strong compliance culture
• Deliver compliance training programs to staff
• Maintain up-to-date knowledge of regulatory developments within the region

Ideal Candidate:

• Minimum of 4-6 years of experience in compliance, preferably within the financial services or banking sector
• Strong knowledge of UAE Central Bank regulations (DFSA, CBUAE, federal law, etc), FATF guidelines, and international best practices
• Excellent analytical skills and attention to detail
• Strong communication and interpersonal skills
• Professional certifications such as CAMS, CRCM, or equivalent are highly desirable

We are seeking a detail-oriented and motivated Junior Compliance Officer to join our compliance team.

The successful candidate will support the development, implementation, and monitoring of compliance programs to ensure the organization operates in line with regulatory requirements and internal policies.

Key Responsibilities

• Support the preparation of compliance reports and documentation for internal and external stakeholders.
• Conduct routine compliance checks, audits, and risk assessments.
• Assist in responding to inquiries from regulators and internal departments.
• Assist in the preparation, review, and submission of FATCA and CRS reports in accordance with applicable regulations.
• Support the implementation of the firm'sAML framework, including monitoring, transaction reviews, and internal reporting.
• PerformKYC checks and client due diligence for institutional and retail clients, ensuring compliance with regulatory requirements and internal policies.
• Stay up to date with relevant regulatory updates and industry best practices.

Qualifications & Skills

• Bachelor's degree in law, Business Administration, Finance, or related field.
• 2–5 years of experience in compliance, legal, audit, or risk management (internships or part-time roles considered).
• Strong attention to detail with excellent analytical and problem-solving skills.
• Ability to handle sensitive information with integrity and confidentiality.
• CISI Certificates holder is preferred

What We Offer

• Competitive salary, bonus and benefits package.
• Training and career development opportunities.
• Exposure to a wide range of compliance and risk management activities.
• Collaborative and supportive team environment.