436 Compliance Officer jobs in the United Arab Emirates

We maintain a strong compliance culture by advising on regulatory obligations and enterprise risk. Our team of problem solvers reviews customer data to ensure consistency with company policy.

• Complete comprehensive reviews of customer cases to verify KYB principles and company policies.
• Review documents using validation tools and reputable sources to verify AML information.
• Request CDD/EDD documentation from customers to complete the AML onboarding process.
• Follow up on pending requests and communicate with stakeholders within SLAs.
• Investigate possible matches generated by scanning applications and take action.
• Provide information to management regarding AML/CDD issues.
• Maintain high-quality service delivery to customers and departments, escalating queries as necessary.
• Support enhancement of our CDD function and procedures.

Joining Mirabaud means entering an entrepreneurial and innovative environment. With the 7th generation of the Mirabaud family working within the bank, the culture is that of a family business. With over 750 employees based in 10 countries worldwide, Mirabaud offers opportunities to develop one’s career across an international network of 16 offices.

Job Description

• Verification, independently and autonomously, that Mirabaud (Middle East) Limited (MMEL) has all necessary internal processes and procedures that meet the objective of preventing violation of the anti-financial crime, counter-terrorist financing, sanctions, tax, and other financial crime prevention regulations which apply to MMEL and its business activities.
• Identifying financial crime risk management rules and regulations on an ongoing basis and assessing applicability to MMEL.
• Measuring and evaluating the impact of rules and regulations relating to financial crime risk management on internal processes and procedures and taking appropriate action based on relevant outcomes.
• Ensuring that internal Anti-Financial Crime Risk management policies and procedures are complied with.
• Proposing organizational and procedural modifications (when necessary) and ensuring implementation and verifying the effectiveness of the organizational changes recommended for financial crime risk mitigation purposes.
• Providing advice and guidance on due diligence on new and existing clients and counterparties as part of the client onboarding, transaction evaluation, and execution activities of MMEL including but not limited to financial crime and reputational risks.
• Providing advice and assistance to senior management and other structures of MMEL in the areas of financial crime risk management.
• Providing advice and assistance on all matters of significance from an anti-financial crime risk management perspective.
• Ensuring compliance by MMEL with local laws and regulations in force concerning anti-money laundering and counter-terrorist financing and the handling of sanctions and embargoes and arranging, in accordance with the competent corporate units, appropriate initiatives with regard to any identified gaps/issues.
• Coordinating and implementing an anti-financial crime risk management training program for MMEL.
• Assisting management with developing and maintaining an effective anti-money laundering (AML) and counter-terrorist financing compliance culture.
• Conducting and coordinating the performance of payment screening and transaction monitoring activities.
• Reviewing and approving MMEL payment activities including domestic and cross-border fund transfers.
• Conducting and coordinating the performance of sanctions screening on legal entities, related representatives, and ultimate beneficial owners as well as parties involved in client or counterparty transactions.
• Managing investigations for potential suspicious activities and transactions and issuing reports relating to outcomes.
• Managing engagement with internal audit in relation to financial crime risk management and overseeing the implementation of remedial actions relating to such audits.

Qualifications

• Bachelor's degree in Finance, Economics, Business Management, or Legal.
• 5-10 years' experience in Wealth Management, Banking, Private Banking, or Fiduciary.
• Impeccable communication and presentation skills, both verbal and in writing in English; any other language is an asset.
• Ability to think ahead (foresee potential risks and problems), ambition paired with patience, humility, and good listening skills, solutions curator, confident in taking responsibility, using initiative and being innovative, proactive, self-motivated, intellectually curious, team spirit, service-oriented, and helpful.

Additional Information

• Family-friendly and dynamic environment.
• Direct impact on the business, no matter your position or seniority.
• Work in an environment that encourages autonomy and entrepreneurship.
• Flexible working arrangements to help you achieve a better work-life balance.
• Variety of cultural and sporting activities during your free time.
• Inclusion and equal treatment.
• Various employee benefits & family-friendly benefits.

Notes:

• Only candidates selected for an interview will be contacted. Many thanks for your understanding.
• We will not accept any CVs from agencies.

Job Description

The Compliance Officer is a crucial role within an organization, responsible for ensuring that the company adheres to legal standards and in-house policies. This role involves working closely with management to develop policies and programs that encourage behavior aligned with the organization s values and ethical standards. The Compliance Officer monitors and reports on the efficacy of compliance controls, educates employees on compliance issues, and ensures that all business operations are conducted in accordance with company policies and relevant legislation. This role requires a keen understanding of industry regulations and the ability to communicate complex compliance concerns effectively to all levels of the organization. A successful Compliance Officer will not only prevent legal and regulatory violations but also contribute to the company's positive reputation and ethical standing.

Responsibilities

• Develop and implement compliance policies and procedures across the organization.
• Monitor and evaluate the effectiveness of compliance controls and recommend improvements.
• Conduct regular internal audits and review processes to ensure compliance with all laws and regulations.
• Maintain up-to-date documentation of the organization s compliance activities and regulatory requirements.
• Educate and train employees on compliance policies and legal regulations to avoid breaches.
• Serve as the point of contact for compliance issues and facilitate resolution of compliance-related queries.
• Investigate alleged violations of organizational policies or regulations and report findings clearly.
• Liaise with external regulators and other third parties in line with compliance requirements.
• Ensure documentation of all compliance breaches or issues and track their resolution status.
• Advise the senior management on compliance risks and formulate corrective strategies.
• Monitor new developments in compliance legislation and update policies as necessary.
• Coordinate the development of compliance-related communications including strategies and awareness campaigns.

Requirements

• Bachelor s degree in law, finance, or a related field is required.
• Proven experience in a compliance, legal, or regulatory environment.
• Strong understanding of regulatory and legal requirements pertinent to the industry.
• Excellent written and verbal communication skills are essential for the role.
• Strong analytical skills with a keen eye for detail in compliance matters.
• Ability to handle confidential information with integrity and discretion.
• Professional certification such as Certified Compliance & Ethics Professional (CCEP) is a plus.

Company Description

AU Group Middle East is a subsidiary of AU Group, the world's largest broker exclusively specializing in trade credit insurance. Headquartered in Paris, AU Group has been structuring trade credit insurance solutions globally since 1929. Based in Dubai, AU Group Middle East addresses the regional challenges companies face in managing trade credit receivables. As a pioneer in the UAE market, AU Group Middle East tailors trade credit insurance products to fit the specific needs of organizations.

Role Description

This is a full-time, on-site role for a Compliance Officer located in Dubai, United Arab Emirates. The Compliance Officer will be responsible for ensuring adherence to regulatory and internal compliance guidelines :

• Design an appropriate AML/CFT compliance program
• Ensure day-to-day compliance of the business against internal AML/CFT policies and procedures
• Arrange to retain all necessary supporting documents for transactions, KYC, monitoring, suspicious transaction reporting

Qualifications

• Bachelor's degree in Finance, Business Administration, or related field
• Experience in the insurance industry, financial institutions, or in internal/external audit

We are seeking a Compliance Officer to join our client's team in Dubai on a 6-month extendable contract.

Key Responsibilities & Skills:

• Experience in EDD reviews and onboarding entity accounts.
• Strong background in Transaction Monitoring, KYC & Client Onboarding for high/special risk clients.
• Solid understanding of AML, KYC, Sanctions, and Name Screening.
• Sound knowledge of financial crime compliance.
• Strong analytical skills with keen attention to detail.
• Ability to identify problems and provide effective solutions.
• Excellent written and verbal communication skills (fluent in English).

Qualifications:

• Minimum: Bachelor's degree.
• Professional certifications in Compliance/AML (e.g., CAMS) are highly preferable.

We are currently hiring a
Compliance Officer (UAE National)
on behalf of our client, a well-established corporate service provider based in Dubai.

This role offers an excellent opportunity for Emirati professionals to build their expertise in compliance, AML/CTF, and regulatory operations within a dynamic and client-focused environment.

Key Responsibilities:

• Conduct
  Customer Due Diligence (CDD)
  and
  Enhanced Due Diligence (EDD)
  for new applications and amendments.
• Perform screening of clients, shareholders, and authorized signatories using compliance systems, escalating cases where required.
• Review and verify client documentation, guiding clients through completion where needed.
• Support the
  client onboarding and compliance clearance process
  in line with Free Zone and AML/CTF obligations.
• Assist in inspections, data verification, and preparation of compliance reports.
• Maintain accurate compliance records within internal systems.
• Ensure adherence to SLAs, KPIs, and internal compliance policies.
• Coordinate with internal teams and provide clear communication to clients regarding compliance matters.

Qualifications & Skills:

• UAE National
  with Family Book (mandatory).
• Familiarity with AML/CTF systems (e.g., World-Check, NameScan, etc.) is a plus.
• ACAMS certification is an advantage.

This is an excellent opportunity for an Emirati compliance professional to develop in a fast-paced corporate service provider environment and contribute to strengthening regulatory standards in the UAE.

Apply now to explore this exciting career path.

Compliance Officer (SCA Accredited)

Location: Dubai, United Arab Emirates

Job Type:

Full-Time | On-site

Immediate availability is preferred.

Mandatory Requirements

• Experience: Minimum 1–2 years as a Compliance & Risk Management Officer within a licensed FOREX trading brokerage in the UAE.
• Certification: Must hold CISI-SCA certifications in Compliance and/or Risk Management, accredited by the Securities and Commodities Authority (SCA).
• Candidates with one certification (either Compliance or Risk) may apply, provided they commit to obtaining the second within an agreed timeframe.

Role Overview

The Compliance Officer (SCA Accredited) is responsible for ensuring that the company operates in full compliance with UAE laws and SCA regulatory requirements. The role involves monitoring regulatory obligations, mitigating risks, and promoting a strong compliance culture across the organisation.

Key Responsibilities

Compliance:

• Ensure adherence to all SCA regulations, including licensing, registration, and regulatory reporting.
• Serve as the primary point of contact with UAE regulatory authorities, particularly the SCA.
• Monitor regulatory updates and advise senior management on compliance implications.
• Manage SCA licensing and registration processes for the company and its employees.
• Oversee timely submission of regulatory filings, disclosures, and reports.
• Conduct regular compliance training and awareness sessions for staff.
• Investigate potential compliance breaches and recommend corrective action.
• Coordinate with auditors, legal counsel, and consultants to ensure alignment with UAE law.

Skills & Competencies

• Strong knowledge of UAE regulatory requirements governing FOREX brokerages.
• Analytical mindset with excellent problem-solving abilities.
• Strong written and verbal communication skills in English (Arabic is an advantage).
• High ethical standards, independence, and attention to detail.
• Strong organisational and interpersonal skills.

Application Process

Interested and qualified candidates are invited to submit their CV along with valid SCA certification(s) to:

Important: Please mention "Compliance Officer (SCA Accredited)" in the subject line of your email application.

Only candidates with relevant UAE brokerage compliance experience will be considered.

Job Types: Full-time, Permanent

Pay: From AED10,000.00 per month

Education:

• Bachelor's (Preferred)

Experience:

• Banking: 1 year (Required)

License/Certification:

• (SCA Accredited) (Preferred)

Location:

• Dubai (Required)

Key Accountabilities:

The Compliance Officer will be responsible for ensuring the company's operations adhere to applicable laws, regulations, and industry standards in the UAE insurance sector. This role includes overseeing compliance programs, conducting risk assessments, managing regulatory reporting, and fostering a culture of compliance within the organization.

Key Accountabilities:

Regulatory Compliance:

Ensure compliance with UAE applicable laws and regulations including but not limited to Central Bank, Dubai Health Authority, Department of Health, Dubai Financial Service Authority etc.

Monitor changes in legislation and regulatory requirements and update company policies accordingly.

Serve as the primary point of contact with regulatory authorities for audits, inspections, and correspondence.

Develop a compliance Calendar for the company and related subsidiaries and ensure all the regulatory reporting are submitted on time and as planned

Compliance Program Development:

Develop, implement, and maintain a robust compliance framework tailored to the insurance industry.

Conduct regular reviews and updates to policies, procedures, and internal controls to ensure compliance.

Manage training programs for employees on compliance standards and regulatory requirements.

Risk Assessment and Mitigation:

Identify, assess, and manage compliance risks within the organization.

Conduct internal compliance audits and ensure timely resolution of identified issues.

Collaborate with other departments to address compliance gaps and enhance risk mitigation strategies.

AML/CFT Compliance:

Oversee the Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT)framework in line with UAE laws and regulations.

Perform customer due diligence (CDD) and enhanced due diligence (EDD) reviews, and ensure proper recordkeeping.

Assist in conducting Enhanced Due diligence for high risk customers and/or transactions

Assist in clearing potential matches identified through daily screening

Submit suspicious transaction reports (STRs) to the Financial Intelligence Unit (FIU)when necessary.

Regulatory Reporting:

Prepare and submit required regulatory reports to relevant authorities within specified deadlines.

Ensure accurate and timely reporting of breaches, incidents, or material non-compliance issues.

Respond to the regulatory requests with the agreed TAT and in line with the internal procedures

Develop and maintain strong and transparent relationship with the regulators.

Stakeholder Collaboration:

Liaise with internal stakeholders, including legal, finance, and operations teams, to ensure alignment on compliance matters.

Collaborate with other departments (Claims/Underwriting/Operations/ Risk Management/Internal Audit/etc.) to direct compliance issues to appropriate existing channels for investigation and resolution.

Provide Compliance advise for the business within the agreed TAT

Provide guidance to the management team on regulatory risks and compliance strategies.

Monitoring and Testing:

Develop and execute compliance monitoring and testing programs to verify adherence to policies and regulatory requirements.

Assist in conducting Gap Analysis for existing and upcoming regulations

Maintain detailed records of compliance activities and prepare periodic reports for senior management.

Requirements:

Bachelor's degree in Finance/Accounts/Law/Audit.

3-5 relevant compliance experience in a Financial Institution preferably in insurance

Arabic is a plus

Job Title: Compliance Officer (SCA)

Location: Dubai

Salary: Negotiable

About us :

Dominion Markets is an award winning fully licensed brokerage specializing in narrow spreads and rapid withdrawals, we cater to traders' needs for a reliable platform.

At Dominion Markets, we empower traders through top-notch education and cutting-edge risk management tools. Our commitment is to provide you with the knowledge and resources needed for informed decision-making, coupled with advanced tools that mitigate potential risks and enhance your trading experience.

we are seeking an experienced Compliance Officer with expertise in SCA regulations. The candidate will oversee all compliance matters, including licensing, reporting, and regulatory communication, ensuring full adherence to SCA standards.

Key Responsibilities:

• Ensure company-wide compliance with SCA regulations and licensing requirements.

• Act as the primary contact with SCA and other regulatory authorities

.
• Manage company and employee licensing/registration processes.

• Develop and maintain internal compliance policies and procedures.

• Monitor regulatory changes and advise management accordingly.

• Prepare and submit required reports and filings to regulators.

• Conduct compliance training and internal audits.

Key Requirements:

• Minimum 5 years experience in financial markets or related fields within the UAE.

• University degree in law, finance, or a relevant field

.
• Mandatory CISI Certifications.

• UAE Financial Rules and Regulations
• Combating Financial Crime
• Strong knowledge of SCA regulations and compliance standards
• Excellent communication, analytical, and reporting skills.

What We Offer:

•⁠ ⁠ompetitive salary.

•⁠ portunities for professional development and career growth.

•⁠ supportive and inclusive company culture.

How to Apply:

• Interested candidates should submit their resume and a cover letter to

Job Type: Full-time